0000919574-18-003762.txt : 20180515
0000919574-18-003762.hdr.sgml : 20180515
20180515145504
ACCESSION NUMBER: 0000919574-18-003762
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180515
DATE AS OF CHANGE: 20180515
EFFECTIVENESS DATE: 20180515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001000097
IRS NUMBER: 134015739
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04575
FILM NUMBER: 18835589
BUSINESS ADDRESS:
STREET 1: 157 WEST 57TH STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-333-0100
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19980914
FORMER COMPANY:
FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP
DATE OF NAME CHANGE: 19960408
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001000097
XXXXXXXX
03-31-2018
03-31-2018
false
KINGDON CAPITAL MANAGEMENT, L.L.C.
152 West 57th Street
50th Floor
New York
NY
10019
13F HOLDINGS REPORT
028-04575
N
William Walsh
Chief Financial Officer
212-333-0100
/s/ William Walsh
New York
NY
05-15-2018
2
106
1265811
1
0001499251
028-13996
M. Kingdon Offshore Master Fund L.P.
2
0001697178
028-17903
Kingdon Credit Master Fund L.P.
INFORMATION TABLE
2
infotable.xml
ALTABA INC
COM
021346101
141322
1908728
SH
DFND
1,2
1908728
0
0
HERON THERAPEUTICS INC
COM
427746102
45988
1666229
SH
DFND
1,2
1666229
0
0
MICRON TECHNOLOGY INC
COM
595112103
41071
787705
SH
DFND
1,2
787705
0
0
DOWDUPONT INC
COM
26078J100
37148
583076
SH
DFND
1,2
583076
0
0
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
34742
833932
SH
DFND
1,2
833932
0
0
SCHULMAN A INC
COM
808194104
34469
801602
SH
DFND
1,2
801602
0
0
XPO LOGISTICS INC
COM
983793100
33920
333167
SH
DFND
1,2
333167
0
0
CONSTELLIUM NV
CL A
N22035104
25261
2328176
SH
DFND
1,2
2328176
0
0
APPLIED MATLS INC
COM
038222105
23850
428873
SH
DFND
1,2
428873
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
23463
225000
SH
Put
DFND
1,2
225000
0
0
MONDELEZ INTL INC
CL A
609207105
22192
531807
SH
DFND
1,2
531807
0
0
MERCK & CO INC
COM
58933Y105
21799
400200
SH
Call
DFND
1,2
400200
0
0
ANADARKO PETE CORP
COM
032511107
20656
341938
SH
DFND
1,2
341938
0
0
VISA INC
COM CL A
92826C839
20551
171804
SH
DFND
1,2
171804
0
0
FIRST DATA CORP NEW
COM CL A
32008D106
19988
1249281
SH
DFND
1,2
1249281
0
0
CONTINENTAL RESOURCES INC
COM
212015101
19862
336937
SH
DFND
1,2
336937
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
19860
886220
SH
DFND
1,2
886220
0
0
MOMO INC
ADR
60879B107
19019
508791
SH
DFND
1,2
508791
0
0
CONAGRA BRANDS INC
COM
205887102
18701
507078
SH
DFND
1,2
507078
0
0
CELGENE CORP
COM
151020104
17878
200400
SH
Call
DFND
1,2
200400
0
0
DEERE & CO
COM
244199105
17761
114351
SH
DFND
1,2
114351
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
17633
324015
SH
DFND
1,2
324015
0
0
BOEING CO
COM
097023105
17321
52827
SH
DFND
1,2
52827
0
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
16473
1046555
SH
DFND
1,2
1046555
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
15126
73262
SH
DFND
1,2
73262
0
0
YANDEX N V
SHS CLASS A
N97284108
14932
378503
SH
DFND
1,2
378503
0
0
NEXSTAR MEDIA GROUP INC
CL A
65336K103
14806
222641
SH
DFND
1,2
222641
0
0
FORTIVE CORP
COM
34959J108
13852
178695
SH
DFND
1,2
178695
0
0
CENTENE CORP DEL
COM
15135B101
13661
127831
SH
DFND
1,2
127831
0
0
ARGENX SE
SPONSORED ADR
04016X101
13354
166011
SH
DFND
1,2
166011
0
0
BIOHAVEN PHARMACTL HLDG CO L
COM
G11196105
13285
515737
SH
DFND
1,2
515737
0
0
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
13114
553819
SH
DFND
1,2
553819
0
0
NORTHROP GRUMMAN CORP
COM
666807102
12837
36769
SH
DFND
1,2
36769
0
0
CAESARS ENTMT CORP
COM
127686103
12801
1137859
SH
DFND
1,2
1137859
0
0
SALESFORCE COM INC
COM
79466L302
12773
109828
SH
DFND
1,2
109828
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
12708
242558
SH
DFND
1,2
242558
0
0
GTY TECHNOLOGY HOLDINGS INC
UNIT 99/99/9999
G4182A110
12475
1205318
SH
DFND
1,2
1205318
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
12178
579893
SH
DFND
1,2
579893
0
0
PALO ALTO NETWORKS INC
COM
697435105
11738
64663
SH
DFND
1,2
64663
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
11513
115250
SH
DFND
1,2
115250
0
0
CLOVIS ONCOLOGY INC
COM
189464100
11406
216024
SH
DFND
1,2
216024
0
0
STRYKER CORP
COM
863667101
11123
69121
SH
DFND
1,2
69121
0
0
WPX ENERGY INC
COM
98212B103
11115
752033
SH
DFND
1,2
752033
0
0
HERON THERAPEUTICS INC
COM
427746102
11032
399700
SH
Call
DFND
1,2
399700
0
0
DXC TECHNOLOGY CO
COM
23355L106
10738
106818
SH
DFND
1,2
106818
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
10737
50175
SH
DFND
1,2
50175
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
10531
200100
SH
Put
DFND
1,2
200100
0
0
T MOBILE US INC
COM
872590104
10439
171024
SH
DFND
1,2
171024
0
0
CEMEX SAB DE CV
NOTE 3.720% 3/1
151290BT9
10293
10000000
PRN
DFND
1,2
10000000
0
0
BERRY GLOBAL GROUP INC
COM
08579W103
9869
180058
SH
DFND
1,2
180058
0
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
9749
635090
SH
DFND
1,2
635090
0
0
MICRON TECHNOLOGY INC
NOTE 3.000%11/1
595112AY9
9394
5250000
PRN
DFND
1,2
5250000
0
0
PEABODY ENERGY CORP NEW
COM
704551100
9201
252095
SH
DFND
1,2
252095
0
0
LIBERTY MEDIA CORP
DEB 4.000%11/1
530715AG6
9165
13000000
PRN
DFND
1,2
13000000
0
0
SUNPOWER CORP
DBCV 4.000% 1/1
867652AL3
7956
10000000
PRN
DFND
1,2
10000000
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
7949
67509
SH
DFND
1,2
67509
0
0
EXELIXIS INC
COM
30161Q104
7811
352659
SH
DFND
1,2
352659
0
0
RH
COM
74967X103
7600
79762
SH
DFND
1,2
79762
0
0
HERON THERAPEUTICS INC
COM
427746102
6900
250000
SH
Put
DFND
1,2
250000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
6431
35039
SH
DFND
1,2
35039
0
0
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
6346
119803
SH
DFND
1,2
119803
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
6336
146101
SH
DFND
1,2
146101
0
0
INCYTE CORP
COM
45337C102
6250
75000
SH
Put
DFND
1,2
75000
0
0
WARRIOR MET COAL INC
COM
93627C101
5859
209174
SH
DFND
1,2
209174
0
0
SUPERVALU INC
COM NEW
868536301
5816
381861
SH
DFND
1,2
381861
0
0
CLOVIS ONCOLOGY INC
NOTE 2.500% 9/1
189464AB6
5791
5000000
PRN
DFND
1,2
5000000
0
0
KELLOGG CO
COM
487836108
5764
88669
SH
DFND
1,2
88669
0
0
SAGE THERAPEUTICS INC
COM
78667J108
5721
35518
SH
DFND
1,2
35518
0
0
PINNACLE FOODS INC DEL
COM
72348P104
5603
103559
SH
DFND
1,2
103559
0
0
DAVITA INC
COM
23918K108
5243
79513
SH
DFND
1,2
79513
0
0
EASTERLY ACQUISITION CORP
COM
27616L102
5100
500000
SH
DFND
1,2
500000
0
0
GREAT ELM CAP GROUP INC
COM NEW
39036P209
5068
1267030
SH
DFND
1,2
1267030
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
4822
47608
SH
DFND
1,2
47608
0
0
INOTEK PHARMACEUTICALS CORP
NOTE 5.750% 8/0
45780VAB8
4785
5000000
PRN
DFND
1,2
5000000
0
0
TEMPUR SEALY INTL INC
COM
88023U101
4496
99280
SH
DFND
1,2
99280
0
0
C&J ENERGY SVCS INC NEW
COM
12674R100
4270
165384
SH
DFND
1,2
165384
0
0
INCYTE CORP
COM
45337C102
4193
50317
SH
DFND
1,2
50317
0
0
YUM CHINA HLDGS INC
COM
98850P109
4056
97737
SH
DFND
1,2
97737
0
0
IQIYI INC
SPONSORED ADS
46267X108
3917
251897
SH
DFND
1,2
251897
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
3760
12080
SH
DFND
1,2
12080
0
0
WILLSCOT CORP
COM
971375126
3753
274966
SH
DFND
1,2
274966
0
0
B2GOLD CORP
COM
11777Q209
3393
1239792
SH
DFND
1,2
1239792
0
0
DAVITA INC
COM
23918K108
3304
50100
SH
Call
DFND
1,2
50100
0
0
UNITI GROUP INC
COM
91325V108
3213
197712
SH
DFND
1,2
197712
0
0
SANMINA CORPORATION
COM
801056102
2924
111818
SH
DFND
1,2
111818
0
0
RECRO PHARMA INC
COM
75629F109
2866
260352
SH
DFND
1,2
260352
0
0
BIOGEN INC
COM
09062X103
2759
10076
SH
DFND
1,2
10076
0
0
HORIZON PHARMA INVT LTD
NOTE 2.500% 3/1
44052TAB7
2751
3000000
PRN
DFND
1,2
3000000
0
0
ARRAY BIOPHARMA INC
COM
04269X105
2710
166076
SH
DFND
1,2
166076
0
0
FACEBOOK INC
CL A
30303M102
2603
16288
SH
DFND
1,2
16288
0
0
SYNERGY PHARMACEUTICALS DEL
COM NEW
871639308
2519
1376708
SH
DFND
1,2
1376708
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
2308
103000
SH
Call
DFND
1,2
103000
0
0
EXELIXIS INC
COM
30161Q104
2215
100000
SH
Call
DFND
1,2
100000
0
0
KEMPHARM INC
NOTE 5.500% 2/0
488445AB3
2065
3000000
PRN
DFND
1,2
3000000
0
0
MARRIOTT INTL INC NEW
CL A
571903202
2055
15114
SH
DFND
1,2
15114
0
0
SOL GEL TECHNOLOGIES
SHS
M8694L103
1914
185836
SH
DFND
1,2
185836
0
0
STEADYMED LTD
SHS
M84920103
1635
503140
SH
DFND
1,2
503140
0
0
DAVE & BUSTERS ENTMT INC
COM
238337109
1629
39031
SH
DFND
1,2
39031
0
0
ELEVEN BIOTHERAPEUTICS INC
COM
286221106
1266
1205925
SH
DFND
1,2
1205925
0
0
JAGUAR HEALTH INC
COM
47010C201
1004
5148857
SH
DFND
1,2
5148857
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
638
2533
SH
DFND
1,2
2533
0
0
BUNGE LIMITED
COM
G16962105
592
8000
SH
DFND
1,2
8000
0
0
INVUITY INC
COM NEW
46187J205
578
150000
SH
DFND
1,2
150000
0
0
ARCTURUS THERAPEUTICS LTD
SHS
M1492T105
156
28426
SH
DFND
1,2
28426
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
132
2500
SH
DFND
1,2
2500
0
0
SEA LTD
ADR
81141R100
113
10000
SH
DFND
1,2
10000
0
0