0000919574-16-015001.txt : 20160815
0000919574-16-015001.hdr.sgml : 20160815
20160815161851
ACCESSION NUMBER: 0000919574-16-015001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160815
EFFECTIVENESS DATE: 20160815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001000097
IRS NUMBER: 134015739
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04575
FILM NUMBER: 161832980
BUSINESS ADDRESS:
STREET 1: 157 WEST 57TH STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-333-0100
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19980914
FORMER COMPANY:
FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP
DATE OF NAME CHANGE: 19960408
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001000097
XXXXXXXX
06-30-2016
06-30-2016
false
KINGDON CAPITAL MANAGEMENT, L.L.C.
152 West 57th Street
50th Floor
New York
NY
10019
13F HOLDINGS REPORT
028-04575
N
William Walsh
Chief Financial Officer
212-333-0100
/s/ William Walsh
New York
NY
08-15-2016
3
100
1818581
1
0000718801
028-10584
Kingdon Associates
2
0001499251
028-13996
M. Kingdon Offshore Master Fund L.P.
3
0000909621
028-10842
Kingdon Family Partnership, L.P.
INFORMATION TABLE
2
infotable.xml
ABBVIE INC
COM
00287Y109
12382
200000
SH
Call
DFND
1,2,3
0
200000
0
ADVANCE AUTO PARTS INC
COM
00751Y106
26807
165855
SH
DFND
1,2,3
0
165855
0
ALLERGAN PLC
PFD CONV SER A
G0177J116
17505
21000
PRN
DFND
1,2,3
0
21000
0
ALPHABET INC
CAP STK CL A
02079K305
56707
80603
SH
DFND
1,2,3
0
80603
0
AMERICAN AIRLS GROUP INC
COM
02376R102
338
450000
SH
DFND
1,2,3
0
450000
0
ANACOR PHARMACEUTICALS INC
COM
032420101
5407
54476
SH
DFND
1,2,3
0
54476
0
ANTARES PHARMA INC
COM
036642106
1343
1278868
SH
DFND
1,2,3
0
1278868
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
1549
51300
SH
Call
DFND
1,2,3
0
51300
0
BEACON ROOFING SUPPLY INC
COM
073685109
8152
179278
SH
DFND
1,2,3
0
179278
0
CDK GLOBAL INC
COM
12508E101
40032
721427
SH
DFND
1,2,3
0
721427
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
36971
161699
SH
DFND
1,2,3
0
161699
0
CHUBB LIMITED
COM
H1467J104
24231
185383
SH
DFND
1,2,3
0
185383
0
CITIGROUP INC
COM NEW
172967424
1261
29740
SH
DFND
1,2,3
0
29740
0
CITIGROUP INC
COM NEW
172967424
40271
950000
SH
Call
DFND
1,2,3
0
950000
0
COMERICA INC
COM
200340107
20808
505919
SH
DFND
1,2,3
0
505919
0
CYMABAY THERAPEUTICS INC
COM
23257D103
1668
958822
SH
DFND
1,2,3
0
958822
0
DANAHER CORP DEL
COM
235851102
26638
263742
SH
DFND
1,2,3
0
263742
0
DEVON ENERGY CORP NEW
COM
25179M103
19377
534530
SH
DFND
1,2,3
0
534530
0
DIPEXIUM PHARMACEUTICALS INC
COM
25456J104
9614
970124
SH
DFND
1,2,3
0
970124
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
12324
845300
SH
DFND
1,2,3
0
845300
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
11664
800000
SH
Call
DFND
1,2,3
0
800000
0
E M C CORP MASS
COM
268648102
39731
1462300
SH
DFND
1,2,3
0
1462300
0
ENDURANCE SPECIALTY HLDGS LT
SHS
G30397106
6924
103100
SH
DFND
1,2,3
0
103100
0
ENTELLUS MED INC
COM
29363K105
4116
225280
SH
DFND
1,2,3
0
225280
0
EXELIXIS INC
COM
30161Q104
7920
1014130
SH
DFND
1,2,3
0
1014130
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
7580
100000
SH
Put
DFND
1,2,3
0
100000
0
FATE THERAPEUTICS INC
COM
31189P102
3838
2257920
SH
DFND
1,2,3
0
2257920
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
20608
549534
SH
DFND
1,2,3
0
549534
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
8247
337873
SH
DFND
1,2,3
0
337873
0
FLEXION THERAPEUTICS INC
COM
33938J106
16424
1097463
SH
DFND
1,2,3
0
1097463
0
GAMING & LEISURE PPTYS INC
COM
36467J108
9924
287808
SH
DFND
1,2,3
0
287808
0
GIGAMON INC
COM
37518B102
5048
135000
SH
DFND
1,2,3
0
135000
0
GILEAD SCIENCES INC
COM
375558103
12513
150000
SH
Call
DFND
1,2,3
0
150000
0
GREAT ELM CAP GROUP INC
COM
39036P100
3592
545020
SH
DFND
1,2,3
0
545020
0
GW PHARMACEUTICALS PLC
ADS
36197T103
3754
41000
SH
Call
DFND
1,2,3
0
41000
0
HCA HOLDINGS INC
COM
40412C101
1983
25752
SH
DFND
1,2,3
0
25752
0
HAIN CELESTIAL GROUP INC
COM
405217100
13483
271016
SH
DFND
1,2,3
0
271016
0
HERBALIFE LTD
COM USD SHS
G4412G101
8780
150000
SH
DFND
1,2,3
0
150000
0
HERON THERAPEUTICS INC
COM
427746102
16445
911107
SH
DFND
1,2,3
0
911107
0
HERON THERAPEUTICS INC
COM
427746102
6799
376700
SH
Call
DFND
1,2,3
0
376700
0
HORIZON PHARMA PLC
SHS
G4617B105
66789
4055167
SH
DFND
1,2,3
0
4055167
0
HORIZON PHARMA PLC
SHS
G4617B105
32240
1957500
SH
Call
DFND
1,2,3
0
1957500
0
HORIZON PHARMA INVT LTD
NOTE 2.500% 3/1
44052TAB7
29227
32250000
PRN
DFND
1,2,3
0
32250000
0
HUNTSMAN CORP
COM
447011107
22990
1709302
SH
DFND
1,2,3
0
1709302
0
INVUITY INC
COM NEW
46187J205
2088
219150
SH
DFND
1,2,3
0
219150
0
ISHARES
MSCI BRZ CAP ETF
464286400
6035
200000
SH
Put
DFND
1,2,3
0
200000
0
ISHARES TR
RUSSELL 2000 ETF
464287655
68988
600000
SH
Put
DFND
1,2,3
0
600000
0
JAGUAR ANIMAL HEALTH INC
COM
47008L106
1673
909217
SH
DFND
1,2,3
0
909217
0
KEMPHARM INC
COM
488445107
1035
259967
SH
DFND
1,2,3
0
259967
0
LEXICON PHARMACEUTICALS INC
COM NEW
528872302
7094
494380
SH
DFND
1,2,3
0
494380
0
LIBERTY MEDIA CORP
DEB 4.000%11/1
530715AG6
6930
12000000
PRN
DFND
1,2,3
0
12000000
0
LILLY ELI & CO
COM
532457108
7875
100000
SH
Call
DFND
1,2,3
0
100000
0
LOWES COS INC
COM
548661107
36239
457740
SH
DFND
1,2,3
0
457740
0
LUMENTUM HLDGS INC
COM
55024U109
5445
225000
SH
DFND
1,2,3
0
225000
0
MASTERCARD INC
CL A
57636Q104
9995
113500
SH
DFND
1,2,3
0
113500
0
MEDIVATION INC
COM
58501N101
2840
47100
SH
DFND
1,2,3
0
47100
0
MEDIVATION INC
COM
58501N101
6030
100000
SH
Call
DFND
1,2,3
0
100000
0
MEDIWOUND LTD
ORD SHS
M68830104
667
84590
SH
DFND
1,2,3
0
84590
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
15965
332879
SH
DFND
1,2,3
0
332879
0
MONDELEZ INTL INC
CL A
609207105
13653
300000
SH
Call
DFND
1,2,3
0
300000
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
7473
46500
SH
DFND
1,2,3
0
46500
0
NEWELL BRANDS INC
COM
651229106
150458
3097756
SH
DFND
1,2,3
0
3097756
0
NEWFIELD EXPL CO
COM
651290108
27843
630224
SH
DFND
1,2,3
0
630224
0
NEXSTAR BROADCASTING GROUP I
CL A
65336K103
32519
683469
SH
DFND
1,2,3
0
683469
0
NIVALIS THERAPEUTICS INC
COM
65481J109
2492
541700
SH
DFND
1,2,3
0
541700
0
NOBLE ENERGY INC
COM
655044105
45889
1279308
SH
DFND
1,2,3
0
1279308
0
NOMAD HLDGS LTD
USD ORD SHS
G6564A105
10204
1278750
SH
DFND
1,2,3
0
1278750
0
OTONOMY INC
COM
68906L105
5837
367587
SH
DFND
1,2,3
0
367587
0
PACIRA PHARMACEUTICALS INC
COM
695127100
7134
211500
SH
DFND
1,2,3
0
211500
0
PBF ENERGY INC
CL A
69318G106
13162
553500
SH
DFND
1,2,3
0
553500
0
PINNACLE FOODS INC DEL
COM
72348P104
9258
200000
SH
DFND
1,2,3
0
200000
0
PROOFPOINT INC
COM
743424103
14195
225000
SH
DFND
1,2,3
0
225000
0
REGENERON PHARMACEUTICALS
COM
75886F107
8731
25000
SH
Call
DFND
1,2,3
0
25000
0
RENAISSANCERE HOLDINGS LTD
COM
G7496G103
12777
108800
SH
DFND
1,2,3
0
108800
0
SAGE THERAPEUTICS INC
COM
78667J108
5728
190100
SH
DFND
1,2,3
0
190100
0
SAGE THERAPEUTICS INC
COM
78667J108
9039
300000
SH
Put
DFND
1,2,3
0
300000
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
19508
653310
SH
DFND
1,2,3
0
653310
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
167580
800000
SH
Call
DFND
1,2,3
0
800000
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
125685
600000
SH
Put
DFND
1,2,3
0
600000
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
14061
260000
SH
Put
DFND
1,2,3
0
260000
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
2758
50000
SH
Put
DFND
1,2,3
0
50000
0
STANLEY BLACK & DECKER INC
COM
854502101
10566
95000
SH
DFND
1,2,3
0
95000
0
SYNERGY PHARMACEUTICALS DEL
COM NEW
871639308
6093
1603334
SH
DFND
1,2,3
0
1603334
0
TETRALOGIC PHARMACEUTICALS C
NOTE 8.000% 6/1
88165UAB5
323
2000000
PRN
DFND
1,2,3
0
2000000
0
T MOBILE US INC
COM
872590104
19239
444622
SH
DFND
1,2,3
0
444622
0
TARGA RES CORP
COM
87612G101
14251
338175
SH
DFND
1,2,3
0
338175
0
TESARO INC
COM
881569107
2101
25000
SH
Call
DFND
1,2,3
0
25000
0
TESARO INC
COM
881569107
19390
230700
SH
Put
DFND
1,2,3
0
230700
0
TONIX PHARMACEUTICALS HLDG C
COM NEW
890260201
4174
2097248
SH
DFND
1,2,3
0
2097248
0
TREEHOUSE FOODS INC
COM
89469A104
7596
74000
SH
DFND
1,2,3
0
74000
0
TRINA SOLAR LIMITED
DBCV 3.500% 6/1
89628EAC8
4271
5000000
PRN
DFND
1,2,3
0
5000000
0
TYSON FOODS INC
CL A
902494103
15637
234117
SH
DFND
1,2,3
0
234117
0
U S SILICA HLDGS INC
COM
90346E103
21619
627171
SH
DFND
1,2,3
0
627171
0
UNITED TECHNOLOGIES CORP
COM
913017109
22949
223783
SH
DFND
1,2,3
0
223783
0
VANDA PHARMACEUTICALS INC
COM
921659108
7213
644568
SH
DFND
1,2,3
0
644568
0
VANDA PHARMACEUTICALS INC
COM
921659108
3357
300000
SH
Call
DFND
1,2,3
0
300000
0
VERSARTIS INC
COM
92529L102
3498
316244
SH
DFND
1,2,3
0
316244
0
VISA INC
COM CL A
92826C839
14599
196833
SH
DFND
1,2,3
0
196833
0
WPX ENERGY INC
COM
98212B103
21028
2258620
SH
DFND
1,2,3
0
2258620
0
WESTROCK CO
COM
96145D105
11790
303331
SH
DFND
1,2,3
0
303331
0