8-A12B 1 d941288d8a12b.htm 8-A12B 8-A12B

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-A

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

 

NEXPOINT REAL ESTATE FINANCE, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Maryland   84-2178264
(State of incorporation or organization)   (I.R.S. Employer Identification No.)

300 Crescent Court, Suite 700

Dallas, Texas

  75201
(Address of principal executive offices)   (Zip code)

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class to be so registered

 

Name of each exchange on which

each class is to be registered

8.50% Series A Cumulative Redeemable

Preferred Stock, par value $0.01 per share

($25.00 liquidation preference per share)

  The New York Stock Exchange

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box.  ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box.  ☐

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box.  ☐

Securities Act registration statement or Regulation A offering statement file number to which the form relates:

Registration No. 333-239862

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 

 


Item 1. Description of Registrant’s Securities to be Registered.

The description of the 8.50% Series A Cumulative Redeemable Preferred Stock, par value $0.01 per share (the “Series A Preferred Stock”), of NexPoint Real Estate Finance, Inc. (the “Company”), as included under the caption “Description of Capital Stock—Series A Preferred Stock” in the prospectus forming a part of the Registration Statement on Form S-11, as initially filed with the Securities and Exchange Commission (the “Commission”) on July 15, 2020 (Registration No. 333-239862) (the “Registration Statement”), is hereby incorporated by reference herein. In addition, incorporated by reference herein is information related to the Series A Preferred Stock under the heading “Certain Provisions of Maryland Law and Our Charter and Bylaws” in the prospectus forming a part of the Registration Statement. The above-referenced description included in any prospectus relating to the Registration Statement filed with the Commission pursuant to Rule 424(b) under the Securities Act of 1933 shall be deemed to be incorporated by reference herein.

Item 2. Exhibits.

 

Exhibit
No.

  

Description

3.1    Articles of Amendment and Restatement of NexPoint Real Estate Finance, Inc. (incorporated by reference to Exhibit  3.1 to the Quarterly Report on Form 10-Q, filed by the Company on May 8, 2020, File No. 001-39210).
3.2    Articles Supplementary to the Articles of Amendment and Restatement of NexPoint Real Estate Finance, Inc. designating the Company’s 8.50% Series A Cumulative Redeemable Preferred Stock, par value $0.01 per share (incorporated by reference to Exhibit 3.1 of the Company’s Current Report on Form 8-K filed with the Commission on July 20, 2020).
3.3    Amended and Restated Bylaws of NexPoint Real Estate Finance, Inc. (incorporated by reference to Exhibit  3.2 to the Quarterly Report on Form 10-Q, filed by the Company on May 8, 2020, File No. 001-39210).
4.1*    Form of specimen certificate representing the shares 8.50% Series A Cumulative Redeemable Preferred Stock, par value $0.01 per share.

 

*

Filed herewith.


SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

    NEXPOINT REAL ESTATE FINANCE, INC.
Date: July 20, 2020     By:  

/s/ Brian Mitts

      Name: Brian Mitts
      Title: Chief Financial Officer, Executive VP-Finance, Secretary and Treasurer