atha-8k_20210304.htm

Delaware

001-39503

45-3368487

(State or other jurisdiction

of incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock, $0.0001 par value per share	ATHA	The Nasdaq Stock Market LLC (The Nasdaq Global Select Market)

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act). ☐

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On March 4, 2021, the board of directors of Athira Pharma, Inc. (the “Company”), upon recommendation from the nominating and corporate governance committee of the Company’s board of directors, voted to appoint Barbara Kosacz as a director of the Company, effective immediately. Ms. Kosacz was appointed as a Class I director with a term expiring at the Company’s 2021 annual meeting of stockholders. Ms. Kosacz was also appointed to the nominating and corporate governance committee of the Company’s board of directors.

There are no transactions and no proposed transactions between Ms. Kosacz or any member of her immediate family and the Company or any of its subsidiaries, and there is no arrangement or understanding between Ms. Kosacz and any other person or entity pursuant to which Ms. Kosacz was appointed as a director of the Company.

Ms. Kosacz will enter into the Company’s standard form of indemnification agreement for directors and executive officers and participate in the Company’s standard compensation plan for non-employee directors, including an initial stock option grant, which was granted to Ms. Kosacz effective as of March 4, 2021. The terms of the standard compensation plan for non-employee directors are described in the section titled “Management — Director Compensation” and included as Exhibit 10.12 to the Company’s registration statement on Form S-1 (File No. 333-248428), initially filed with the Securities and Exchange Commission on August 26, 2020, as amended through September 17, 2020.

A press release announcing Ms. Kosacz’s appointment to the board of directors is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


			Athira Pharma, Inc.

Date:	March 8, 2021	By:	/s/ Leen Kawas
			Leen Kawas
			President and Chief Executive Officer


Exhibit No.		Description
99.1		Athira Pharma, Inc. press release dated March 8, 2021