6-K 1 d236634d6k.htm FORM 6-K Form 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of November 2021

Commission File Number 001-33098

Mizuho Financial Group, Inc.

(Translation of registrant’s name into English)

5-5, Otemachi 1-chome

Chiyoda-ku, Tokyo 100-8176

Japan

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F  ☒    Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.    Yes  ☐    No  ☒

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82-                    .

 

 

 


THIS REPORT ON FORM 6-K SHALL BE DEEMED TO BE INCORPORATED BY REFERENCE INTO THE PROSPECTUS FORMING A PART OF MIZUHO FINANCIAL GROUP, INC.’S REGISTRATION STATEMENT ON FORM F-3 (FILE NO. 333-233354) AND TO BE A PART OF SUCH PROSPECTUS FROM THE DATE ON WHICH THIS REPORT IS FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS SUBSEQUENTLY FILED OR FURNISHED.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: November 26, 2021
Mizuho Financial Group, Inc.
By:  

/s/ Makoto Umemiya

Name:   Makoto Umemiya
Title:   Senior Executive Officer / Group CFO


November 26, 2021

Mizuho Financial Group, Inc.

Changes of Directors and Executive Officers

Mizuho Financial Group, Inc. hereby announces changes of Member of the Board of Directors and Executive Officers (including changes in their areas of responsibility, etc.).

 

1


[Mizuho Financial Group, Inc. (MHFG)]

(Effective as of November 26, 2021)

 

Name

 

New Position

 

Current Position

Motonori Wakabayashi  

Member of the

Board of Directors,

Senior Executive
Officer

  Head of Risk Management Group / Head of Compliance Group*  

Member of the

Board of Directors,

Senior Executive
Officer

  Head of Risk Management Group
Masaomi Takada   Group Executive Officer   Attached to Compliance Group   Senior Executive
Officer
  Head of Compliance Group

(Note1) Asterisk indicates ‘Acting’ Head of Compliance Group

(Note2) ‘Group Executive Officer’ is executive officer (EO) defined in our internal regulations, not EO as defined in the Company Act

(Effective as of January 17, 2022)

 

Name

 

New Position

 

Current Position

Koji Yonei   Senior Executive Officer   Head of IT & Systems Group   Senior Executive Officer   Co-Head of IT & Systems Group
Satoshi Ishii   Group Executive Officer   Attached to IT & Systems Group   Senior Executive Officer (Representative Executive Officer)   Group Chief Digital Innovation Officer / Head of IT & Systems Group / Head of Operations Group

 

2


(Effective as of April 1, 2022)

 

Name

  

New Position

  

Current Position

Yasuhiro Sato    Member of the Board of Directors      

Member of the Board of Directors,

Chairman (Kaicho)

  
Tatsufumi Sakai    Resigned       Member of the Board of Directors, President & Group CEO (Representative Executive Officer)   
Satoshi Ishii    Resigned       Group Executive Officer    Attached to IT & Systems Group
Masaomi Takada    Resigned       Group Executive Officer    Attached to Compliance Group

(Effective in late June 2022)

 

Name

  

New Position

  

Current Position

Yasuhiro Sato    Resigned       Member of the Board of Directors   

 

3