-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DCShQ9GeEh9DqVzzuW4A7XWnKqRitXeWqNuIUfJ5clvPmeNkKzkmBRVj68H9OIJ2 4CqIdED8VaLrHs3DVzz1QA== 0001013594-02-000021.txt : 20020414 0001013594-02-000021.hdr.sgml : 20020414 ACCESSION NUMBER: 0001013594-02-000021 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIOTT MANAGEMENT CORP CENTRAL INDEX KEY: 0001048445 IRS NUMBER: 133798650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05115 FILM NUMBER: 02533125 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212506299 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: STONINGTON MANAGEMENT CORP DATE OF NAME CHANGE: 19971024 13F-HR 1 december01-13f.txt ELLIOTT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended:December 31, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Elliott Management Corporation Address: 712 Fifth Avenue, 36th floor New York, NY 10019 13F File Number: 28-5115 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all reqired items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Singer Phone: 212-974-6000 Signature, Place, and Date of Signing: Paul Singer New York, New York February 11, 2002 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 240 Form 13F Information Table Value Total: $726,849,725 List of Other Included Managers: No. 13F File Number Name 01 28-4724 ELLIOTT ASSOCIATES, L.P. 02 28-6628 ELLIOTT INTERNATIONAL, L.P. (FORMERLY WESTGATE INTERNATIONAL, L.P.)
FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MNGRS SOLE SHARED NONE ACTV INC COM 00088E10 1,735,132 937,909 SHS DEFINED 01 0 937,909 0 AETHER SYS INC SUB NT CV 6%05 00808VAA 3,534,520 6,094 PRN DEFINED 01 0 6,094 0 ALCOA INC COM 01381710 2,719,575 76,500 SHS DEFINED 01 0 76,500 0 ALLIED RISER COMMUNICATIONS CP COM 01949610 45,134 267,065 SHS DEFINED 01 0 267,065 0 ALLOY INC COM 01985510 590,196 27,400 SHS DEFINED 01 0 27,400 0 ALLOY INC COM 01985510 3,446,400 160,000 SHS DEFINED 01 0 160,000 0 AMAZON COM INC COM 02313510 3,410,139 315,170 SHS DEFINED 01 0 315,170 0 AMERICAN HOME PRODS CORP COM 02660910 337,480 5,500 SHS P DEFINED 01 0 5,500 0 APPLIED DIGITAL SOLUTIONS COM 03818810 319,275 742,500 SHS DEFINED 01 0 742,500 0 APPLIEDTHEORY CORP COM 03828R10 11,504 71,903 SHS DEFINED 01 0 71,903 0 ARMSTRONG HLDGS INC COM 04238410 221,650 65,000 SHS DEFINED 01 0 65,000 0 ASIA GLOBAL CROSSING LTD CL A G0533010 133,875 112,500 SHS DEFINED 01 0 112,500 0 ASIA PAC FD INC COM 04490110 214,699 24,792 SHS DEFINED 01 0 24,792 0 AT & T CDA INC DEPS RCPT CL B 00207Q20 14,904,803 493,700 SHS DEFINED 01 0 493,700 0 AT&T CORP COM 00195710 4,081,500 225,000 SHS DEFINED 01 0 225,000 0 BAXTER INTL INC COM 07181310 241,335 4,500 SHS P DEFINED 01 0 4,500 0 BAYCORP HLDGS CORP COM 07272810 8,892,955 946,059 SHS DEFINED 01 0 946,059 0 BEAR STEARNS COS INC COM 07390210 357,704 6,100 SHS DEFINED 01 0 6,100 0 BEAR STEARNS COS INC COM 07390210 5,805,360 99,000 SHS P DEFINED 01 0 99,000 0 BIOJECT MED TECH INC COM NEW 09059T20 440,650 35,000 SHS DEFINED 01 0 35,000 0 BIOTECH HOLDERS TR DEPOSTRY RCPTS 09067D20 11,880,000 90,000 SHS C DEFINED 01 0 90,000 0 BIOTECH HOLDERS TR DEPOSTRY RCPTS 09067D20 17,820,000 135,000 SHS P DEFINED 01 0 135,000 0 BLUEGREEN CORP COM 09623110 230,498 115,249 SHS DEFINED 01 0 115,249 0 BRITESMILE INC COM 11041510 469,500 93,900 SHS DEFINED 01 0 93,900 0 CIENA CORP COM 17177910 1,408,104 98,400 SHS DEFINED 01 0 98,400 0 CISCO SYS INC COM 17275R10 2,444,850 135,000 SHS C DEFINED 01 0 135,000 0 CISCO SYS INC COM 17275R10 2,444,850 135,000 SHS P DEFINED 01 0 135,000 0 CITIGROUP INC COM 17296710 4,543,200 90,000 SHS C DEFINED 01 0 90,000 0 CMGI INC COM 12575010 886,785 544,040 SHS DEFINED 01 0 544,040 0 CMGI INC COM 12575010 3,503,091 2,899,300 SHS DEFINED 01 0 2,899,300 0 COMMUNICATION INTELLIGENCE NEW COM 20338K10 22,230 34,200 SHS DEFINED 01 0 34,200 0 DELL COMPUTER CORP COM 24702510 4,892,400 180,000 SHS C DEFINED 01 0 180,000 0 DICE INC COM 25301P10 31,500 17,500 SHS DEFINED 01 0 17,500 0 DIME BANCORP INC NEW WT EXP 000002 25429Q11 283,864 2,027,600 SHS DEFINED 01 0 2,027,600 0 DYNEGY INC NEW CL A 26816Q10 4,016,250 157,500 SHS P DEFINED 01 0 157,500 0 EASTMAN KODAK CO COM 27746110 735,750 25,000 SHS P DEFINED 01 0 25,000 0 EGAIN COMMUNICATIONS COM 28225C10 29,122 20,084 SHS DEFINED 01 0 20,084 0 ELECTRIC FUEL CORP COM 28487110 196,209 116,100 SHS DEFINED 01 0 116,100 0 ENRON CORP COM 29356110 881,940 1,469,900 SHS DEFINED 01 0 1,469,900 0 EXXON MOBIL CORP COM 30231G10 7,074,000 180,000 SHS C DEFINED 01 0 180,000 0 FEDERAL MOGUL CORP COM 31354910 193,550 245,000 SHS DEFINED 01 0 245,000 0 FEDERATED DEPT STORES INC DEL COM 31410H10 9,456,734 231,216 SHS DEFINED 01 0 231,216 0 GAYLORD CONTAINER CORP CL A 36814510 13,579 13,445 SHS DEFINED 01 0 13,445 0 GENEREX BIOTECHNOLOGY CP DEL COM 37148510 212,430 32,432 SHS DEFINED 01 0 32,432 0 GENESISINTERMEDIA INC COM 37184Y10 - 57,500 SHS DEFINED 01 0 57,500 0 GLOBAL CROSSING LTD COM G3921A10 586,992 698,800 SHS DEFINED 01 0 698,800 0 GLOBAL POWER EQUIPMENT INC COM 37941P10 2,033,100 135,000 SHS DEFINED 01 0 135,000 0 GLOBAL POWER EQUIPMENT INC COM 37941P10 1,694,250 112,500 SHS DEFINED 01 0 112,500 0 GOLDEN ST BANCORP INC WT EXP 000000 38119713 2,304,717 1,953,150 SHS DEFINED 01 0 1,953,150 0 GOLDMAN SACHS GROUP INC COM 38141G10 208,688 2,250 SHS DEFINED 01 0 2,250 0 GOLDMAN SACHS GROUP INC COM 38141G10 4,591,125 49,500 SHS P DEFINED 01 0 49,500 0 GUILFORD PHARMACEUTICALS INC COM 40182910 263,902 22,158 SHS DEFINED 01 0 22,158 0 HOLLYWOOD MEDIA CORP COM 43623310 178,646 27,484 SHS DEFINED 01 0 27,484 0 HOME DEPOT INC COM 43707610 3,443,175 67,500 SHS C DEFINED 01 0 67,500 0 HONEYWELL INTL INC COM 43851610 3,043,800 90,000 SHS C DEFINED 01 0 90,000 0 HORIZON OFFSHORE INC COM 44043J10 17,909,076 2,375,209 SHS DEFINED 01 0 2,375,209 0 ICN PHARMACEUTICALS COM 44892410 2,858,254 85,321 SHS DEFINED 01 0 85,321 0 INC NEW INFOSYS TECHNOLOGIES SPONSORED ADR 45678810 588,938 9,499 SHS DEFINED 01 0 9,499 0 LTD INTEL CORP COM 45814010 10,614,375 337,500 SHS C DEFINED 01 0 337,500 0 INTEL CORP COM 45814010 28,305,000 900,000 SHS P DEFINED 01 0 900,000 0 INTEL CORP COM 45814010 2,119,056 67,400 SHS DEFINED 01 0 67,400 0 INTERDIGITAL COMMUNICATIONS CP COM 45866A10 500,520 51,600 SHS DEFINED 01 0 51,600 0 INTERNET CAP GROUP INC SUB NT CV 5.5%04 46059CAA 3,534,000 9,300 PRN DEFINED 01 0 9,300 0 INVISION TECHNOLOGIES INC COM 46185110 697,086 23,400 SHS DEFINED 01 0 23,400 0 J P MORGAN CHASE & CO COM 46625H10 1,924,733 52,950 SHS DEFINED 01 0 52,950 0 J P MORGAN CHASE & CO COM 46625H10 4,907,250 135,000 SHS P DEFINED 01 0 135,000 0 JOHNSON & JOHNSON COM 47816010 904,821 15,310 SHS DEFINED 01 0 15,310 0 JOHNSON & JOHNSON COM 47816010 2,624,040 44,400 SHS P DEFINED 01 0 44,400 0 KOREA FD COM 50063410 1,417,000 109,000 SHS DEFINED 01 0 109,000 0 LANDS END INC COM 51508610 451,440 9,000 SHS P DEFINED 01 0 9,000 0 LEHMAN BROS HLDGS INC COM 52490810 601,200 9,000 SHS P DEFINED 01 0 9,000 0 LEVEL 3 COMMUNICATIONS INC COM 52729N10 3,454,395 689,500 SHS DEFINED 01 0 689,500 0 LIBERATE TECHNOLOGIES COM 53012910 252,560 22,000 SHS DEFINED 01 0 22,000 0 LIMITED INC COM 53271610 7,699,296 523,050 SHS DEFINED 01 0 523,050 0 M D C HLDGS INC COM 55267610 1,920,488 50,820 SHS DEFINED 01 0 50,820 0 MAHANAGAR TEL NIGAM LTD SPONS ADR 2001 55977840 1,338,631 222,734 SHS DEFINED 01 0 222,734 0 MCDONALDS CORP COM 58013510 1,191,150 45,000 SHS P DEFINED 01 0 45,000 0 MERRILL LYNCH & CO INC COM 59018810 276,236 5,300 SHS DEFINED 01 0 5,300 0 MERRILL LYNCH & CO INC COM 59018810 7,166,500 137,500 SHS P DEFINED 01 0 137,500 0 METROMEDIA INTL GROUP INC COM 59169510 126,482 156,150 SHS DEFINED 01 0 156,150 0 MEXICO FD INC COM 59283510 5,264,745 320,630 SHS DEFINED 01 0 320,630 0 MICROSOFT CORP COM 59491810 5,962,500 90,000 SHS C DEFINED 01 0 90,000 0 MIPS TECHNOLOGIES INC CL B 60456720 1,571,078 196,877 SHS DEFINED 01 0 196,877 0 MOTOROLA INC COM 62007610 3,379,500 225,000 SHS C DEFINED 01 0 225,000 0 NASDAQ 100 TR UNIT SER 1 63110010 996,096 25,600 SHS DEFINED 01 0 25,600 0 NEW GERMANY FD INC COM 64446510 1,231,467 209,790 SHS DEFINED 01 0 209,790 0 NEWS CORP LTD SP ADR PFD 65248780 6,985,440 264,000 SHS DEFINED 01 0 264,000 0 PFIZER INC COM 71708110 3,335,445 83,700 SHS DEFINED 01 0 83,700 0 PFIZER INC COM 71708110 8,966,250 225,000 SHS P DEFINED 01 0 225,000 0 PHILIP MORRIS COS INC COM 71815410 4,231,955 92,300 SHS DEFINED 01 0 92,300 0 PHILIP MORRIS COS INC COM 71815410 6,189,750 135,000 SHS C DEFINED 01 0 135,000 0 PLUG POWER INC COM 72919P10 457,102 52,300 SHS DEFINED 01 0 52,300 0 QUALCOMM INC COM 74752510 2,272,500 45,000 SHS C DEFINED 01 0 45,000 0 QUALCOMM INC COM 74752510 2,272,500 45,000 SHS P DEFINED 01 0 45,000 0 QUALCOMM INC COM 74752510 633,399 12,550 SHS DEFINED 01 0 12,550 0 RICHMONT MINES INC COM 76547T10 549,185 461,500 SHS DEFINED 01 0 461,500 0 SEMICONDUCTOR HLDRS TR DEP RCPT 81663620 10,604,790 253,400 SHS DEFINED 01 0 253,400 0 SK TELECOM LTD SPONSORED ADR 78440P10 2,887,783 133,570 SHS DEFINED 01 0 133,570 0 SORRENTO NETWORKS CORP COM 83586Q10 198,564 55,004 SHS DEFINED 01 0 55,004 0 SOUTHERN PAC PETE NL ADR NEW 84358130 443,405 869,421 SHS DEFINED 01 0 869,421 0 STORAGE COMPUTER CORP COM 86211A10 140,800 22,000 SHS DEFINED 01 0 22,000 0 SUPERCONDUCTOR TECHNOLOGIES COM 86793110 471,870 73,500 SHS DEFINED 01 0 73,500 0 SUREBEAM CORP CL A 86866R10 575,850 55,000 SHS DEFINED 01 0 55,000 0 TEMPLETON RUSSIA FD INC COM 88022F10 837,465 46,500 SHS DEFINED 01 0 46,500 0 TERAYON COMMUNICATION SYS SB NT CONV 5%07 880775AC 495,000 900 PRN DEFINED 01 0 900 0 TOYS R US INC COM 89233510 1,489,547 71,820 SHS DEFINED 01 0 71,820 0 TYCO INTL LTD NEW COM 90212410 1,990,820 33,800 SHS P DEFINED 01 0 33,800 0 U S G CORP COM NEW 90329340 1,538,257 268,926 SHS DEFINED 01 0 268,926 0 UNITED MICROELECTRONICS SPONSORED ADR 91087320 6,650,880 692,800 SHS DEFINED 01 0 692,800 0 CORP UNIVERSAL HLTH SVCS INC CL B 91390310 3,217,056 75,200 SHS DEFINED 01 0 75,200 0 USA ED INC COM 90390U10 3,780,900 45,000 SHS P DEFINED 01 0 45,000 0 VERSATEL TELECOM INTL N V SPONSORED ADR 92530110 14,550 15,000 SHS DEFINED 01 0 15,000 0 VIA NET WRKS INC COM 92591210 299,778 293,900 SHS DEFINED 01 0 293,900 0 VIDESH SANCHAR NIGAM LTD SPON ADR NEW 92659G60 235,440 24,525 SHS DEFINED 01 0 24,525 0 VIISAGE TECHNOLOGY INC COM 92675K10 746,428 76,400 SHS DEFINED 01 0 76,400 0 VIISAGE TECHNOLOGY INC COM 92675K10 1,099,125 112,500 SHS DEFINED 01 0 112,500 0 VION PHARMACEUTICALS INC COM 92762410 6,416,385 1,481,844 SHS DEFINED 01 0 1,481,844 0 VIRAGEN INC COM 92763810 744,458 605,250 SHS DEFINED 01 0 605,250 0 VISIONICS CORP DEL COM 92831E10 535,353 37,100 SHS DEFINED 01 0 37,100 0 WEBEX INC COM 94767L10 1,102,541 44,350 SHS DEFINED 01 0 44,350 0 WHX CORP COM 92924810 16,239 10,545 SHS DEFINED 01 0 10,545 0 WILLIAMS COS INC DEL COM 96945710 1,148,400 45,000 SHS P DEFINED 01 0 45,000 0 XANSER CORP COM 98389J10 46,632 23,200 SHS DEFINED 01 0 23,200 0 XO COMMUNICATIONS INC CL A 98376410 44,012 449,100 SHS DEFINED 01 0 449,100 0 ACTV INC COM 00088E10 2,385,151 1,289,271 SHS DEFINED 02 0 1,289,271 0 AETHER SYS INC SUB NT CV 6%05 00808VAA 4,601,140 7,933 PRN DEFINED 02 0 7,933 0 ALCOA INC COM 01381710 3,323,925 93,500 SHS DEFINED 02 0 93,500 0 ALLIED RISER COMMUNICATIONS CP COM 01949610 48,137 284,835 SHS DEFINED 02 0 284,835 0 ALLOY INC COM 01985510 3,500,250 162,500 SHS DEFINED 02 0 162,500 0 AMAZON COM INC COM 02313510 3,149,702 291,100 SHS DEFINED 02 0 291,100 0 AMERICAN HOME PRODS CORP COM 02660910 429,520 7,000 SHS P DEFINED 02 0 7,000 0 APPLIED DIGITAL SOLUTIONS COM 03818810 319,275 742,500 SHS DEFINED 02 0 742,500 0 APPLIEDTHEORY CORP COM 03828R10 11,269 69,649 SHS DEFINED 02 0 69,649 0 ARMSTRONG HLDGS INC COM 04238410 236,995 69,500 SHS DEFINED 02 0 69,500 0 ASIA GLOBAL CROSSING LTD CL A G0533010 133,875 112,500 SHS DEFINED 02 0 112,500 0 AT & T CDA INC DEPS RCPT CL B 00207Q20 17,547,334 581,230 SHS DEFINED 02 0 581,230 0 AT&T CORP COM 00195710 4,988,500 275,000 SHS DEFINED 02 0 275,000 0 BAXTER INTL INC COM 07181310 294,965 5,500 SHS P DEFINED 02 0 5,500 0 BAYCORP HLDGS CORP COM 07272810 9,350,641 994,749 SHS DEFINED 02 0 994,749 0 BEAR STEARNS COS INC COM 07390210 422,208 7,200 SHS DEFINED 02 0 7,200 0 BEAR STEARNS COS INC COM 07390210 7,095,440 121,000 SHS P DEFINED 02 0 121,000 0 BIOJECT MED TECH INC COM NEW 09059T20 572,845 45,500 SHS DEFINED 02 0 45,500 0 BIOTECH HOLDERS TR DEPOSTRY RCPTS 09067D20 14,520,000 110,000 SHS C DEFINED 02 0 110,000 0 BIOTECH HOLDERS TR DEPOSTRY RCPTS 09067D20 21,780,000 165,000 SHS P DEFINED 02 0 165,000 0 BRITESMILE INC COM 11041510 565,500 113,100 SHS DEFINED 02 0 113,100 0 CISCO SYS INC COM 17275R10 210,076 11,600 SHS DEFINED 02 0 11,600 0 CISCO SYS INC COM 17275R10 2,988,150 165,000 SHS C DEFINED 02 0 165,000 0 CISCO SYS INC COM 17275R10 2,988,150 165,000 SHS P DEFINED 02 0 165,000 0 CITIGROUP INC COM 17296710 5,552,800 110,000 SHS C DEFINED 02 0 110,000 0 CMGI INC COM 12575010 1,119,875 687,040 SHS DEFINED 02 0 687,040 0 CMGI INC COM 12575010 3,503,029 2,899,249 SHS DEFINED 02 0 2,899,249 0 COMMUNICATION INTELLIGENCE NEW COM 20338K10 22,183 34,127 SHS DEFINED 02 0 34,127 0 DELL COMPUTER CORP COM 24702510 5,979,600 220,000 SHS C DEFINED 02 0 220,000 0 DICE INC COM 25301P10 31,500 17,500 SHS DEFINED 02 0 17,500 0 DIME BANCORP INC NEW WT EXP 000002 25429Q11 339,781 2,427,010 SHS DEFINED 02 0 2,427,010 0 DYNEGY INC NEW CL A 26816Q10 4,908,750 192,500 SHS P DEFINED 02 0 192,500 0 EASTMAN KODAK CO COM 27746110 900,558 30,600 SHS P DEFINED 02 0 30,600 0 EGAIN COMMUNICATIONS COM 28225C10 29,122 20,084 SHS DEFINED 02 0 20,084 0 ELECTRIC FUEL CORP COM 28487110 196,209 116,100 SHS DEFINED 02 0 116,100 0 ENRON CORP COM 29356110 787,260 1,312,100 SHS DEFINED 02 0 1,312,100 0 EXXON MOBIL CORP COM 30231G10 8,646,000 220,000 SHS C DEFINED 02 0 220,000 0 FEDERAL MOGUL CORP COM 31354910 193,550 245,000 SHS DEFINED 02 0 245,000 0 FEDERATED DEPT STORES INC DEL COM 31410H10 286,300 7,000 SHS DEFINED 02 0 7,000 0 GAYLORD CONTAINER CORP CL A 36814510 17,764 17,588 SHS DEFINED 02 0 17,588 0 GENEREX BIOTECHNOLOGY CP DEL COM 37148510 212,430 32,432 SHS DEFINED 02 0 32,432 0 GENESISINTERMEDIA INC COM 37184Y10 - 62,334 SHS DEFINED 02 0 62,334 0 GLOBAL CROSSING LTD COM G3921A10 521,808 621,200 SHS DEFINED 02 0 621,200 0 GLOBAL POWER EQUIPMENT INC COM 37941P10 2,033,100 135,000 SHS DEFINED 02 0 135,000 0 GLOBAL POWER EQUIPMENT INC COM 37941P10 2,070,750 137,500 SHS DEFINED 02 0 137,500 0 GOLDEN ST BANCORP INC WT EXP 000000 38119713 2,550,182 2,161,171 SHS DEFINED 02 0 2,161,171 0 GOLDMAN SACHS GROUP INC COM 38141G10 255,063 2,750 SHS DEFINED 02 0 2,750 0 GOLDMAN SACHS GROUP INC COM 38141G10 5,611,375 60,500 SHS P DEFINED 02 0 60,500 0 GUILFORD PHARMACEUTICALS INC COM 40182910 322,547 27,082 SHS DEFINED 02 0 27,082 0 HOLLYWOOD MEDIA CORP COM 43623310 179,283 27,582 SHS DEFINED 02 0 27,582 0 HOME DEPOT INC COM 43707610 4,208,325 82,500 SHS C DEFINED 02 0 82,500 0 HONEYWELL INTL INC COM 43851610 3,720,200 110,000 SHS C DEFINED 02 0 110,000 0 HORIZON OFFSHORE INC COM 44043J10 17,909,076 2,375,209 SHS DEFINED 02 0 2,375,209 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 45678810 310,000 5,000 SHS DEFINED 02 0 5,000 0 INTEL CORP COM 45814010 12,973,125 412,500 SHS C DEFINED 02 0 412,500 0 INTEL CORP COM 45814010 34,595,000 1,100,000 SHS P DEFINED 02 0 1,100,000 0 INTEL CORP COM 45814010 2,590,656 82,400 SHS DEFINED 02 0 82,400 0 INTERNET CAP GROUP INC SUB NT CV 5.5%04 46059CAA 4,446,000 11,700 PRN DEFINED 02 0 11,700 0 INVISION TECHNOLOGIES INC COM 46185110 554,094 18,600 SHS DEFINED 02 0 18,600 0 J P MORGAN CHASE & CO COM 46625H10 2,350,028 64,650 SHS DEFINED 02 0 64,650 0 J P MORGAN CHASE & CO COM 46625H10 5,997,750 165,000 SHS P DEFINED 02 0 165,000 0 JOHNSON & JOHNSON COM 47816010 1,104,579 18,690 SHS DEFINED 02 0 18,690 0 JOHNSON & JOHNSON COM 47816010 3,285,960 55,600 SHS P DEFINED 02 0 55,600 0 KOREA FD COM 50063410 1,734,200 133,400 SHS DEFINED 02 0 133,400 0 LANDS END INC COM 51508610 551,760 11,000 SHS P DEFINED 02 0 11,000 0 LEHMAN BROS HLDGS INC COM 52490810 327,320 4,900 SHS DEFINED 02 0 4,900 0 LEHMAN BROS HLDGS INC COM 52490810 734,800 11,000 SHS P DEFINED 02 0 11,000 0 LEVEL 3 COMMUNICATIONS INC COM 52729N10 2,946,882 588,200 SHS DEFINED 02 0 588,200 0 LIBERATE TECHNOLOGIES COM 53012910 315,700 27,500 SHS DEFINED 02 0 27,500 0 LIMITED INC COM 53271610 9,156,576 622,050 SHS DEFINED 02 0 622,050 0 MAHANAGAR TEL NIGAM LTD SPONS ADR 2001 55977840 1,580,384 262,959 SHS DEFINED 02 0 262,959 0 MCDONALDS CORP COM 58013510 230,289 8,700 SHS DEFINED 02 0 8,700 0 MCDONALDS CORP COM 58013510 1,455,850 55,000 SHS P DEFINED 02 0 55,000 0 MERRILL LYNCH & CO INC COM 59018810 401,324 7,700 SHS DEFINED 02 0 7,700 0 MERRILL LYNCH & CO INC COM 59018810 8,469,500 162,500 SHS P DEFINED 02 0 162,500 0 METROMEDIA INTL GROUP INC COM 59169510 2,940,260 3,629,950 SHS DEFINED 02 0 3,629,950 0 MICROSOFT CORP COM 59491810 7,287,500 110,000 SHS C DEFINED 02 0 110,000 0 MIPS TECHNOLOGIES INC CL B 60456720 1,891,882 237,078 SHS DEFINED 02 0 237,078 0 MOTOROLA INC COM 62007610 4,130,500 275,000 SHS C DEFINED 02 0 275,000 0 NASDAQ 100 TR UNIT SER 1 63110010 1,221,774 31,400 SHS DEFINED 02 0 31,400 0 NEW GERMANY FD INC COM 64446510 1,505,127 256,410 SHS DEFINED 02 0 256,410 0 NEWS CORP LTD SP ADR PFD 65248780 8,295,210 313,500 SHS DEFINED 02 0 313,500 0 PFIZER INC COM 71708110 4,072,670 102,200 SHS DEFINED 02 0 102,200 0 PFIZER INC COM 71708110 10,958,750 275,000 SHS P DEFINED 02 0 275,000 0 PHILIP MORRIS COS INC COM 71815410 5,396,545 117,700 SHS DEFINED 02 0 117,700 0 PHILIP MORRIS COS INC COM 71815410 7,565,250 165,000 SHS C DEFINED 02 0 165,000 0 PLUG POWER INC COM 72919P10 299,782 34,300 SHS DEFINED 02 0 34,300 0 QUALCOMM INC COM 74752510 2,777,500 55,000 SHS C DEFINED 02 0 55,000 0 QUALCOMM INC COM 74752510 2,777,500 55,000 SHS P DEFINED 02 0 55,000 0 QUALCOMM INC COM 74752510 774,715 15,350 SHS DEFINED 02 0 15,350 0 RICHMONT MINES INC COM 76547T10 692,937 582,300 SHS DEFINED 02 0 582,300 0 SEMICONDUCTOR HLDRS TR DEP RCPT 81663620 12,981,870 310,200 SHS DEFINED 02 0 310,200 0 SK TELECOM LTD SPONSORED ADR 78440P10 2,907,868 134,499 SHS DEFINED 02 0 134,499 0 SORRENTO NETWORKS CORP COM 83586Q10 200,716 55,600 SHS DEFINED 02 0 55,600 0 SOUTHERN PAC PETE NL ADR NEW 84358130 542,390 1,063,510 SHS DEFINED 02 0 1,063,510 0 STORAGE COMPUTER CORP COM 86211A10 179,200 28,000 SHS DEFINED 02 0 28,000 0 SUPERCONDUCTOR TECHNOLOGIES COM 86793110 417,300 65,000 SHS DEFINED 02 0 65,000 0 SUREBEAM CORP CL A 86866R10 575,850 55,000 SHS DEFINED 02 0 55,000 0 TEMPLETON RUSSIA FD INC COM 88022F10 837,465 46,500 SHS DEFINED 02 0 46,500 0 TERAYON COMMUNICATION SB NT CONV 5%07 880775AC 605,000 1,100 PRN DEFINED 02 0 1,100 0 SYS TYCO INTL LTD NEW COM 90212410 2,426,680 41,200 SHS P DEFINED 02 0 41,200 0 U S G CORP COM NEW 90329340 1,391,676 243,300 SHS DEFINED 02 0 243,300 0 UNITED MICROELECTRONICS SPONSORED ADR 91087320 5,148,480 536,300 SHS DEFINED 02 0 536,300 0 CORP USA ED INC COM 90390U10 231,055 2,750 SHS DEFINED 02 0 2,750 0 USA ED INC COM 90390U10 4,621,100 55,000 SHS P DEFINED 02 0 55,000 0 VERSATEL TELECOM SPONSORED ADR 92530110 14,550 15,000 SHS DEFINED 02 0 15,000 0 INTL N V VIA NET WRKS INC COM 92591210 374,238 366,900 SHS DEFINED 02 0 366,900 0 VIDESH SANCHAR NIGAM LTD SPON ADR NEW 92659G60 287,760 29,975 SHS DEFINED 02 0 29,975 0 VIISAGE TECHNOLOGY INC COM 92675K10 410,340 42,000 SHS DEFINED 02 0 42,000 0 VIISAGE TECHNOLOGY INC COM 92675K10 1,343,375 137,500 SHS DEFINED 02 0 137,500 0 VION PHARMACEUTICALS INC COM 92762410 6,426,885 1,484,269 SHS DEFINED 02 0 1,484,269 0 VIRAGEN INC COM 92763810 716,291 582,350 SHS DEFINED 02 0 582,350 0 VISIONICS CORP DEL COM 92831E10 590,187 40,900 SHS DEFINED 02 0 40,900 0 WEBEX INC COM 94767L10 990,671 39,850 SHS DEFINED 02 0 39,850 0 WILLIAMS COS INC DEL COM 96945710 1,403,600 55,000 SHS P DEFINED 02 0 55,000 0 XO COMMUNICATIONS INC CL A 98376410 37,554 383,200 SHS DEFINED 02 0 383,200 0
-----END PRIVACY-ENHANCED MESSAGE-----