Respondents

TPG Advisors LLC d/b/a The Phillips Group Advisors Phillips, Larry M.

Administrative Proceeding File No. 3-17217 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:34-79568 Other Release Numbers:
  • IA-4588
  • IC-32394
 Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of th\
e Investment Company Act of 1940
Release Date: Release Number:AP-4348 Other Release Numbers: Name of Document: Stay Extension Order
Release Date: Release Number:AP-4213 Other Release Numbers: Name of Document: Stay Order
Release Date: Release Number:AP-4200 Other Release Numbers: Name of Document: Second Order Modifying Scheduling Order
Release Date: Release Number:AP-4136 Other Release Numbers: Name of Document: Order Modifying Scheduling Order
Release Date: Release Number:AP-3906 Other Release Numbers: Name of Document: Scheduling Order
Release Date: Release Number:AP-3823 Other Release Numbers: Name of Document: Order Postponing Hearing and Directing Parties to Hold Prehearing Conference
Release Date: Release Number:AP-3793 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:34-77649 Other Release Numbers:
  • IA-4372
  • IC-32076
 Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940