Respondents

Gray Financial Group, Inc. Gray, Laurence O. Hubbard, Robert C., IV

Administrative Proceeding File No. 3-16554 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:34-91255 Other Release Numbers: Name of Document: Order Authorizing the Transfer to the U.S. Treasury of the Remaining Funds and Any Funds Returned to the Fair Fund in the Future, Discharging the Fund Administrator, and Terminating the Fair Fund
Release Date: Release Number:34-87895 Other Release Numbers: Name of Document: Order Directing Disbursement of Fair Fund
Release Date: Release Number:34-87284 Other Release Numbers: Name of Document: Order Approving Plan of Distribution
Release Date: Release Number:34-86738 Other Release Numbers: Name of Document: Notice of Proposed Plan of Distribution and Opportunity for Comment
Release Date: Release Number:34-85091 Other Release Numbers: Name of Document: Extension Orders
Release Date: Release Number:34-83172 Other Release Numbers: Name of Document: Order Appointing Tax Administrator
Release Date: Release Number:IA-4812 Other Release Numbers:
  • IC-32905
 Name of Document: Order Making Findings and Imposing Remedial Sanctions and Cease and Desist Order
Release Date: Release Number:AP-5063 Other Release Numbers: Name of Document: Stay Order
Release Date: Release Number:AP-5055 Other Release Numbers: Name of Document: Order Postponing Hearing
Release Date: Release Number:AP-5050 Other Release Numbers: Name of Document: Order On Atlanta Hearing Location
Release Date: Release Number:AP-5049 Other Release Numbers: Name of Document: Order On New York Hearing Location
Release Date: Release Number:AP-5029 Other Release Numbers: Name of Document: Order Granting Respondents' Motion to Supplement Exhibit List and Revising the Hearing Schedule
Release Date: Release Number:AP-5025 Other Release Numbers: Name of Document: Order Scheduling Prehearing Conference
Release Date: Release Number:AP-5019 Other Release Numbers: Name of Document: Order Quashing Subpoena and Providing for Second Hearing Location
Release Date: Release Number:AP-5016 Other Release Numbers: Name of Document: Order Regarding Motion to Modify Subpoena
Release Date: Release Number:AP-5014 Other Release Numbers: Name of Document: Order Granting Division's Motion to Supplement Exhibit List
Release Date: Release Number:AP-5004 Other Release Numbers: Name of Document: Order Following Final Prehearing Conference
Release Date: Release Number:AP-4982 Other Release Numbers: Name of Document: Order Concerning Final Prehearing Conference
Release Date: Release Number:AP-4942 Other Release Numbers: Name of Document: Order Granting Motion to Modify Prehearing Schedule
Release Date: Release Number:AP-4940 Other Release Numbers: Name of Document: Order On Hearing Location
Release Date: Release Number:AP-4927 Other Release Numbers: Name of Document: Order On Motion to Broaden Waiver of Attorney-Client Privilege
Release Date: Release Number:AP-4913 Other Release Numbers: Name of Document: Order Granting Motion to Modify Prehearing Schedule
Release Date: Release Number:AP-4749 Other Release Numbers: Name of Document: Order Granting Motion for Modification of Scope of Discovery
Release Date: Release Number:AP-4738 Other Release Numbers: Name of Document: Order Adopting Joint Proposed Scheduling Order
Release Date: Release Number:AP-4718 Other Release Numbers: Name of Document: Order Following Prehearing Conference and Denying Pending Motions as Moot
Release Date: Release Number:AP-4706 Other Release Numbers: Name of Document: Order Scheduling Prehearing Conference
Release Date: Release Number:AP-4681 Other Release Numbers: Name of Document: Order Granting Extension
Release Date: Release Number:AP-4676 Other Release Numbers: Name of Document: Order Granting Extension
Release Date: Release Number:AP-4650 Other Release Numbers: Name of Document: Order Vacating Order to Show Cause and Directing Notices of Appearance and Withdrawal
Release Date: Release Number:AP-4626 Other Release Numbers: Name of Document: Order Denying Division's Motion for Leave to Contact Former Gray Financial Employees as Moot
Release Date: Release Number:AP-4621 Other Release Numbers: Name of Document: Order Denying Motion for Certification and to Stay
Release Date: Release Number:AP-4619 Other Release Numbers: Name of Document: Order Deeming Attorney-Client Privilege Waived and to Show Cause
Release Date: Release Number:AP-4615 Other Release Numbers: Name of Document: Order Denying Motion to Stay
Release Date: Release Number:AP-4592 Other Release Numbers: Name of Document: Order Granting Extension
Release Date: Release Number:AP-4562 Other Release Numbers: Name of Document: Order Postponing Hearing and Setting Schedule for Briefing On Waiver of Attorney-Client Privilege
Release Date: Release Number:AP-4549 Other Release Numbers: Name of Document: Order Regarding Division's Motions to Strike
Release Date: Release Number:AP-4550 Other Release Numbers: Name of Document: Order Regarding Interview Notes
Release Date: Release Number:AP-4543 Other Release Numbers: Name of Document: Order Denying Respondents' Motion for Reconsideration
Release Date: Release Number:AP-4545 Other Release Numbers: Name of Document: Order On Division's Subpoena to Produce Documents
Release Date: Release Number:AP-4530 Other Release Numbers: Name of Document: Order On Division's Witness Subpoenas
Release Date: Release Number:AP-4519 Other Release Numbers: Name of Document: Order Modifying Prehearing Schedule
Release Date: Release Number:AP-4509 Other Release Numbers: Name of Document: Order Regarding Opposition to Division's Witness Subpoenas and Regarding Hearing Location
Release Date: Release Number:AP-4473 Other Release Numbers: Name of Document: Order Granting in Part Respondents' Motion for Production
Release Date: Release Number:AP-4466 Other Release Numbers: Name of Document: Order Denying Respondents' Motion to Compel
Release Date: Release Number:AP-4442 Other Release Numbers: Name of Document: Order Denying Without Prejudice Respondents' Motion to Reconsider
Release Date: Release Number:AP-4428 Other Release Numbers: Name of Document: Order Granting in Part Motion to Quash
Release Date: Release Number:AP-4402 Other Release Numbers: Name of Document: Order Regarding Motion to Quash
Release Date: Release Number:AP-4228 Other Release Numbers: Name of Document: Order Adopting Joint Proposed Scheduling Order
Release Date: Release Number:AP-4224 Other Release Numbers: Name of Document: Order Following Prehearing Conference
Release Date: Release Number:AP-4177 Other Release Numbers: Name of Document: Order Scheduling Second Prehearing Conference
Release Date: Release Number:AP-3939 Other Release Numbers: Name of Document: Notice
Release Date: Release Number:AP-3014 Other Release Numbers: Name of Document: Notice
Release Date: Release Number:AP-2972 Other Release Numbers: Name of Document: Scheduling Order
Release Date: Release Number:AP-2881 Other Release Numbers: Name of Document: Order Following Prehearing Conference and Scheduling Hearing
Release Date: Release Number:AP-2882 Other Release Numbers: Name of Document: General Prehearing Order
Release Date: Release Number:AP-2841 Other Release Numbers: Name of Document: Order On Stay Motion
Release Date: Release Number:AP-2787 Other Release Numbers: Name of Document: Order On Consent Motion
Release Date: Release Number:AP-2776 Other Release Numbers: Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference
Release Date: Release Number:AP-2714 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:33-9789 Other Release Numbers:
  • 34-75021
  • IA-4094
  • IC-31643
 Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
Release Date: Release Number: Other Release Numbers: Name of Document: 3-16554