Administrative Proceeding File No. 3-14862
Respondents
Ferrer, Miguel A. Ortiz, Carlos J.
Administrative Proceeding File No. 3-14862 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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| Release Date: | Release Number:513 | Other Release Numbers: | Name of Document: id513bpm.pdf |
| Release Date: | Release Number:AP-896 | Other Release Numbers: | Name of Document: Order as to Exhibits |
| Release Date: | Release Number:33-9441 |
Other Release Numbers:
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Name of Document: Order Granting Second Motion for Extension |
| Release Date: | Release Number:AP-771 | Other Release Numbers: | Name of Document: Second Motion for Extension |
| Release Date: | Release Number:33-9386 |
Other Release Numbers:
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Name of Document: Order Granting Extension |
| Release Date: | Release Number:AP-741 | Other Release Numbers: | Name of Document: Motion for Extension |
| Release Date: | Release Number:3-14862 | Other Release Numbers: | Name of Document: ORDER ON EVIDENTIARY ISSUE |
| Release Date: | Release Number:3-14862 | Other Release Numbers: | Name of Document: ORDER FOLLOWING PREHEARING CONFERENCE |
| Release Date: | Release Number:33-9317 |
Other Release Numbers:
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Name of Document: ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934, AND SECTION 9(b) OF THE INVESTMENT COMPANY ACT OF 1940 |