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What's New on the SEC Website
May 15, 2012
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
- Edward J. Marino (Release No. 34-66990; File No. 3-14879)
- Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., and Mikron Infrared, Inc. (Release No. 34-66988; File No. 3-14809)
- Vineyard National Bancorp (Release No. 34-66987; File No. 3-14878)
Litigation Releases
News and Public Statements
Speeches and Public Statements
Offices
Office of the Chief Accountant Staff Letters to Industry
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BOX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Fee Schedule For Trading on BOX (Release No. 34-66979; File No. SR-BOX-2012-002; May 14, 2012); see also Exhibit 5
- BOX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rules Based on the Boston Options Exchange Group, LLC (BOX Group) Rules and Recent BOX Group Rule Filings (Release No. 34-66982; File No. SR-BOX-2012-001; May 14, 2012); see also Exhibit 5
- NASDAQ OMX BX: Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Establishment of a New Options Market, NASDAQ OMX BX Options (Release No. 34-66983; File No. SR-BX-2012-030; May 14, 2012); see also Exhibit 5
- NMS: Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE Amex LLC, BATS Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, the International Securities Exchange LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The NASDAQ Stock Market LLC, the BOX Options Exchange LLC, NASDAQ OMX BX, Inc. and the NASDAQ OMX PHLX, Inc. Concerning Options-Related Market Surveillance (Release No. 34-66975; File No. 4-551; May 11, 2012)
- NMS: Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the BATS Exchange, Inc., BOX Options Exchange, LLC, the Chicago Board Options Exchange, Incorporated, C2 Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., the New York Stock Exchange LLC, NYSE Amex LLC, NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., and NASDAQ OMX PHLX, Inc. Concerning Options-Related Sales Practice Matters (Release No. 34-66974; File No. S7-966; May 11, 2012)
- NYSE: Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes to Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers and to Permit Designated Market Makers and Floor Brokers Access to Disaggregated Order Information (Release No. 34-66981; SR-NYSE-2011-56; SR-NYSEAmex-2011-86; May 14, 2012)
- NYSEAmex: Notice of Filing of Proposed Rule Change Amending Commentary .07 to NYSE Amex Options Rule 904 to Eliminate Position Limits for Options on the SPDR S&P 500 Exchange-Traded Fund Which List and Trade Under the Symbol SPY (Release No. 34-66984; File No. SR-NYSEAmex-2012-29; May 14, 2012); see also Exhibit 5
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols and Equity Options Fees (Release No. 34-66985; File No. SR-Phlx-2012-61; May 14, 2012); see also Exhibit 5
http://www.sec.gov/news/whatsnew/wn-today.shtml
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