| May 14, 2012 |
Statement Regarding Commission Approval of MSRB Rule G-17 Interpretive Notice |
Commissioner Daniel M. Gallagher; Commissioner Troy A. Paredes |
| May 11, 2012 |
Statement concerning publication by IOSCO on April 27, 2012 of the “Consultation Report of the IOSCO Standing Committee 5 on Money Market Funds: Money Market Fund Systemic Risk Analysis and Reform Options.” |
Commissioner Luis A. Aguilar; Commissioner Troy A. Paredes; Commissioner Daniel M. Gallagher |
| May 11, 2012 |
What SEC Registration Means for Hedge Fund Advisers |
Norm Champ |
| May 7, 2012 |
Advocating for Greater Federal and State Securities Regulatory Cooperation and Collaboration |
Commissioner Luis A. Aguilar |
| May 2, 2012 |
Address at the Private Equity International Private Fund Compliance Forum |
Carlo V. di Florio |
| May 1, 2012 |
Remarks before AusBiotech |
Commissioner Daniel M. Gallagher |
| Apr. 30, 2012 |
Remarks to the American Chamber of Commerce in Australia |
Commissioner Daniel M. Gallagher |
| Apr. 25, 2012 |
Remarks to the IFRS Taxonomy Annual Convention 2012 |
Mike Starr |
| Apr. 18, 2012 |
Statement at SEC Open Meeting: Defining Swaps-Related Terms |
Commissioner Elisse B. Walter |
| Apr. 18, 2012 |
Statement at SEC Open Meeting: Defining Swaps-Related Terms |
Commissioner Daniel M. Gallagher |
| Apr. 18, 2012 |
Opening Statement at SEC Open Meeting: Defining Swaps-Related Terms
- See also:
- Video of Chairman's Remarks
|
Chairman Mary L. Schapiro |
| Apr. 18, 2012 |
Statement at SEC Open Meeting: Defining Swaps-Related Terms |
Commissioner Troy A. Paredes |
| Apr. 18, 2012 |
Statement at SEC Open Meeting: Defining Swaps-Related Terms |
Commissioner Luis A. Aguilar |
| Apr. 13, 2012 |
Remarks at the 44th Annual Rocky Mountain Securities Conference |
Commissioner Daniel M. Gallagher |
| Apr. 11, 2012 |
Defrauded Investors Deserve Their Day in Court |
Commissioner Luis A. Aguilar |
| Mar. 20, 2012 |
Remarks at the SIFMA C&L Conference |
Chairman Mary L. Schapiro |
| Mar. 19, 2012 |
Remarks at the 2012 Mutual Funds and Investment Management Conference |
Commissioner Elisse B. Walter |
| Mar. 19, 2012 |
Public Statement by SEC Staff:
Commission Credits Individual Under Cooperation Initiative |
Robert Khuzami |
| Mar. 16, 2012 |
Investor Protection is Needed for True Capital Formation |
Commissioner Luis A. Aguilar |
| Mar. 15, 2012 |
Remarks at the Society of American Business Editors and Writers (SABEW) Annual Convention |
Chairman Mary L. Schapiro |
| Mar. 15, 2012 |
Why Seniors Are More Vulnerable Now As Targets for Financial Abuse |
Commissioner Luis A. Aguilar |
| Mar. 12, 2012 |
Keynote Address at PLI - Eleventh Annual Institute on Securities Regulation in Europe |
Meredith B. Cross |
| Mar. 8, 2012 |
Keynote Address Investment Adviser Association Investment Adviser Compliance Conference/2012 |
Commissioner Daniel M. Gallagher |
| Mar. 5, 2012 |
Ongoing Regulatory Reform in the Global Capital Markets |
Commissioner Daniel M. Gallagher |
| Feb. 29, 2012 |
“Broker-Dealer Anti-Money Laundering Compliance – Learning Lessons from the Past and Looking to the Future” |
David W. Blass |
| Feb. 24, 2012 |
Remarks at The SEC Speaks in 2012 |
Commissioner Elisse B. Walter |
| Feb. 24, 2012 |
Remarks at “The SEC Speaks in 2012” |
Commissioner Daniel M. Gallagher |
| Feb. 24, 2012 |
Shining a Light on Expenditures of Shareholder Money |
Commissioner Luis A. Aguilar |
| Feb. 24, 2012 |
Remarks at “The SEC Speaks in 2012” |
Commissioner Troy A. Paredes |
| Feb. 24, 2012 |
Remarks at the Practising Law Institute’s SEC Speaks |
Chairman Mary L. Schapiro |
| Feb. 17, 2012 |
Remarks at the Credit Suisse Global Equity Trading Forum |
Commissioner Daniel M. Gallagher |
| Feb. 9, 2012 |
Remarks Before the PLI Investment Management Institute 2012 |
Eileen P. Rominger |
| Feb. 9, 2012 |
Slide Presentation (PDF): SEC Staff Review of Common Financial Reporting Issues Facing Smaller Issuers, PCAOB Forums on Auditing in the Small Business Environment |
Craig Olinger |
| Feb. 3, 2012 |
Statement by SEC Commissioner Regarding New Appointment to the PCAOB Board |
Commissioner Luis A. Aguilar |
| Feb. 1, 2012 |
Remarks on News Conference Call About Case Against Credit Suisse Investment Bankers |
Robert Khuzami |
| Jan. 31, 2012 |
Remarks at the Compliance Outreach Program |
Carlo V. di Florio |
| Jan. 27, 2012 |
Remarks at Joint News Conference to Announce RMBS Working Group |
Robert Khuzami |
| Jan. 18, 2012 |
News Conference Remarks |
Robert Khuzami |
| Jan. 12, 2012 |
Remarks at the SRO Outreach Conference |
Commissioner Daniel M. Gallagher |
| Jan. 11, 2012 |
Opening Statement at SEC Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2012
- See also:
- Video of Chairman's Remarks
|
Chairman Mary L. Schapiro |
| Jan. 11, 2012 |
Statement at SEC Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2012 |
Commissioner Daniel M. Gallagher |
| Jan. 11, 2012 |
Statement at SEC Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2012 |
Commissioner Luis A. Aguilar |
| Jan. 7, 2012 |
Public Statement by SEC Staff: Recent Policy Change |
Robert Khuzami |
