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ALJ Initial Decisions:
Administrative Law Judges

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Second Quarter | First Quarter 

Additional Archives

Release No. Date Respondents
Second Quarter
457 Apr. 20, 2012 Montford and Company, Inc. d/b/a Montford Associates, and Ernest V. Montford, Sr.
Brenda P. Murray
Chief Administrative Law Judge
File No. 3-14536
(Note: Order Instituting Proceedings, Release No. IA-3273)
456 Apr. 4, 2012 Peter Emrich, Alberto Ferreiras, James Frankfurth, Frank Rossi, Dana Valensky
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-14509
(Note: Order Instituting Proceedings, Release No. 34-65167; Finality Order, Release No. 34-66917)
First Quarter
455 Mar. 19, 2012 Terry Harris
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-14610
(Note: Order Instituting Proceedings, Release No. IA-3309; Finality Order, Release No. IA-3401)
454 Feb. 22, 2012 China-Biotics, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-14581
(Note: Order Instituting Proceedings, Release No. 34-65510)
453 Feb. 15, 2012 Ablest Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-14587
(Note: Order Instituting Proceedings, Release No. 34-65560)
452 Feb. 14, 2012 Gualario & Co., LLC and Ronald Gualario
Carol Fox Foelak,
Administrative Law Judge
File No. 3-14340
(Note: Order Instituting Proceedings, Release No. 33-9202; Finality Order, Release Nos. 33-9310, 34-66751, IA-3392, IC-30028)
451 Feb. 10, 2012 Leila C. Jenkins
Cameron Elliot,
Administrative Law Judge
File No. 3-14458
(Note: Order Instituting Proceedings, Release Nos. 34-64849 and IA-3235; Finality Order, Release No. 34-66548)
450 Feb. 6, 2012 Locke Capital Management, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-14457
(Note: Order Instituting Proceedings, Release No. IA-3234; Finality Order, Release No. IA-3381)
449 Jan. 24, 2012 American Capital Partners Limited, Inc., American Educators Financial Corp. (N/K/A Asia Ventures Corp.), Austral Pacific Energy Ltd, Bidville, Inc. (N/K/A Primedge, Inc.), Bio-Warm Corp. (N/K/A Phi Gold Corp.), Black Rock Golf Corp. (A/K/A Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-14534
(Note: Order Instituting Proceedings, Release No. 34-65274; Finality Order, Release No. 34-66437)
448 Jan. 5, 2012 Michael R. Pelosi
Cameron Elliot,
Administrative Law Judge
File No. 3-14194
(Note: Order Instituting Proceedings, Release No. IA-3141; )
447 Jan. 4, 2012 Alfred Clay Ludlum, III
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-14572
(Note: Order Instituting Proceedings, Release No. IA-3294; )

 

http://www.sec.gov/alj/aljdec.shtml


Modified: 05/04/2012