Revised Open Meeting Agenda
Wednesday, July 18, 2018
Item 1: | Securities Act Rule 701 |
Office: | Division of Corporation Finance |
Staff: | David Fredrickson, Tamara Brightwell, Anne Krauskopf, and Adam Turk |
The Commission will consider whether to adopt an amendment to Rule 701(e), as mandated by the Economic Growth, Regulatory Relief, and Consumer Protection Act.
For further information, please contact Anne Krauskopf or Adam Turk in the Division of Corporation Finance at 202-551-3500.
Item 2: | Securities Act Rule 701 and Securities Act Form S-8 |
Office: | Division of Corporation Finance |
Staff: | David Fredrickson, Tamara Brightwell, Anne Krauskopf, and Adam Turk |
The Commission will consider whether to issue a concept release requesting comment on potential revisions to Rule 701 and Form S-8.
For further information, please contact Anne Krauskopf or Adam Turk in the Division of Corporation Finance at 202-551-3500.
Item 3: | NMS Stock Alternative Trading Systems |
Office: | Division of Trading and Markets |
Staff: | Brett Redfearn, David Shillman, Tyler Raimo, Matthew Cursio, Marsha Dixon, Jennifer Dodd, David Garcia, and Megan Mitchell |
The Commission will consider whether to adopt amendments to Rule 3a1-1 and Regulation ATS and new Form ATS-N under the Securities Exchange Act of 1934 related to certain alternative trading systems.
For further information, please contact Tyler Raimo in the Division of Trading and Markets at 202-551-6227.