Open Meeting Agenda
Tuesday, November 15, 2016
Item 1: | The Consolidated Audit Trail National Market System Plan |
Office: | Division of Trading and Markets |
Staff: | Stephen Luparello, Gary Goldsholle, David Shillman, David Hsu, Rebekah Liu, Jennifer Colihan, Leigh Duffy, John Lee, Ted Uliassi, Susan Poklemba |
The Commission will consider whether to approve a proposed national market system ("NMS") plan to create, implement, and maintain a consolidated audit trail, submitted pursuant to Rule 613 of Regulation NMS.
For further information, please contact Rebekah Liu at 202-551-5665.