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Open Meeting Agenda
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Item 1: |
Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers |
Office: |
Division of Trading and Markets |
Staff: |
Mike Macchiaroli, Tom McGowan, Randall Roy, Mark M. Attar, Sheila D. Swartz |
The Commission will consider whether to propose capital, margin, and segregation requirements for security-based swap dealers and major security-based swap participants, and amendments to Rule 15c3-1 under the Exchange Act for broker-dealers.
For further information, please contact Randall Roy at (202) 551-5522, Mark M. Attar at (202) 551-5889, or Sheila D. Swartz at (202) 551-5545.
http://www.sec.gov/news/openmeetings/2012/agenda101712.htm
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