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U.S. Securities and Exchange Commission

Open Meeting Agenda
Wednesday, October 17, 2012

Item 1:

Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers

Office:

Division of Trading and Markets

Staff:

Mike Macchiaroli, Tom McGowan, Randall Roy, Mark M. Attar, Sheila D. Swartz

The Commission will consider whether to propose capital, margin, and segregation requirements for security-based swap dealers and major security-based swap participants, and amendments to Rule 15c3-1 under the Exchange Act for broker-dealers.

For further information, please contact Randall Roy at (202) 551-5522, Mark M. Attar at (202) 551-5889, or Sheila D. Swartz at (202) 551-5545.

 

http://www.sec.gov/news/openmeetings/2012/agenda101712.htm


Modified: 10/17/2012