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Open Meeting Agenda
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Item: |
Further Definition of "Swap Dealer," "Security-Based Swap Dealer," "Major Swap Participant," "Major Security-Based Swap Participant" and "Eligible Contract Participant" |
Office: |
Division of Trading and Markets |
Staff: |
Brian Bussey, Joshua Kans, Richard Grant, Richard Gabbert |
The Commission will consider whether to adopt joint rules with the Commodity Futures Trading Commission relating to the definitions of "Swap Dealer," "Security-Based Swap Dealer," "Major Swap Participant," "Major Security-Based Swap Participant," and "Eligible Contract Participant."
For further information, please contact Richard Gabbert, Division of Trading and Markets, at (202) 551-7814.
http://www.sec.gov/news/openmeetings/2012/agenda041812.htm
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