U.S. Securities & Exchange Commission
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U.S. Securities and Exchange Commission

Open Meeting Agenda
Wednesday, April 18, 2012

Item:

Further Definition of "Swap Dealer," "Security-Based Swap Dealer," "Major Swap Participant," "Major Security-Based Swap Participant" and "Eligible Contract Participant"

Office:

Division of Trading and Markets

Staff:

Brian Bussey, Joshua Kans, Richard Grant, Richard Gabbert

The Commission will consider whether to adopt joint rules with the Commodity Futures Trading Commission relating to the definitions of "Swap Dealer," "Security-Based Swap Dealer," "Major Swap Participant," "Major Security-Based Swap Participant," and "Eligible Contract Participant."

For further information, please contact Richard Gabbert, Division of Trading and Markets, at (202) 551-7814.

 

http://www.sec.gov/news/openmeetings/2012/agenda041812.htm


Modified: 04/17/2012