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OPEN MEETING AGENDA
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Item: |
PROHIBITION AGAINST CONFLICTS OF INTEREST IN CERTAIN SECURITIZATIONS |
Office: |
DIVISION OF TRADING AND MARKETS |
Staff: |
Elizabeth Sandoe, David Bloom, Anthony Kelly, Barry O’Connell, Jack I. Habert, David Beaning, Katherine Hsu |
The Commission will consider whether to propose a new rule under Section 621 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. No. 111-203, to implement the prohibition under Section 621 regarding material conflicts of interest relating to certain securitizations.
For further information, please contact Elizabeth Sandoe, Anthony Kelly, or Barry O’Connell, Division of Trading and Markets, at (202) 551-5720.
http://www.sec.gov/news/openmeetings/2011/agenda091911.htm
| Home | Previous Page | Modified: 09/16/2011 |