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OPEN MEETING AGENDA
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Item 1: | Large Trader Reporting |
Office: |
Division of Trading and Markets |
Staff: |
David Shillman, Richard Holley, Christopher Chow, Gary Rubin, Kathleen Gray |
The Commission will consider whether to adopt Rule 13h-1 and Form 13H under Section 13(h) of the Securities Exchange Act, to establish large trader reporting requirements to identify market participants that conduct a substantial amount of trading activity and collect information on their trading.
For further information, please contact Richard Holley, Division of Trading and Markets, at (202) 551-5614.
Item 2: | Security Ratings |
Office: |
Division of Corporation Finance |
Staff: |
Paula Dubberly, Felicia Kung, Blair Petrillo |
The Commission will consider whether to adopt amendments to rules and forms under the Securities Act of 1933 and Schedule 14A under the Securities Exchange Act of 1934, to replace references to credit ratings with alternative criteria. These amendments are in light of Section 939A of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
For further information, please contact Blair F. Petrillo, Division of Corporation Finance, at (202) 551-3430.
Item 3: | Re-Proposal of Shelf Eligibility Conditions for Asset-Backed Securities and Other Additional Requests for Comment |
Office: |
Division of Corporation Finance |
Staff: |
Rolaine Bancroft, Katherine Hsu, Paula Dubberly |
The Commission will consider whether to re-propose rules related to shelf-eligibility for asset-backed securities and request additional comment on an outstanding proposal to require asset-level information about pool assets.
For further information, please contact Rolaine Bancroft, Division of Corporation Finance, at (202) 551-3430.
http://www.sec.gov/news/openmeetings/2011/agenda072611.htm
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