U.S. Securities & Exchange Commission
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U.S. Securities and Exchange Commission

OPEN MEETING AGENDA
Wednesday, June 29, 2011

Item:

BUSINESS CONDUCT STANDARDS FOR SECURITY-BASED SWAP DEALERS AND MAJOR SECURITY-BASED SWAP PARTICIPANTS

Division:

Division of Trading and Markets

Staff:

Lourdes Gonzalez, Joanne Rutkowski, Cindy Oh

The Commission will consider whether to propose rules under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act to establish business conduct standards for security-based swap dealers and major security-based swap participants.

For further information, please contact Cindy Oh, Division of Trading and Markets, at 202 551-5550.

 

http://www.sec.gov/news/openmeetings/2011/agenda062911.htm


Modified: 06/28/2011