U.S. Securities & Exchange Commission
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U.S. Securities and Exchange Commission

OPEN MEETING AGENDA
Wednesday, June 15, 2011

Item:

BROKER-DEALER REPORTS

Office:

Division of Trading and Markets
Office of the Chief Accountant

Staff:

John Ramsay, Michael Macchiaroli, Tom McGowan, Randall Roy, Mark Attar, Brian Croteau, John Offenbacher

The Commission will consider whether to propose amendments to the broker-dealer financial reporting rule, Rule 17a-5, under the Securities Exchange Act of 1934.

For further information, please contact Randall Roy, Assistant Director, at (202) 551-5522, and Mark Attar, Branch Chief, at (202) 551-5889, in the Division of Trading and Markets; or John Offenbacher, Senior Associate Chief Accountant, at (202) 551-5300, in the Office of Chief Accountant.

 

http://www.sec.gov/news/openmeetings/2011/agenda061511.htm


Modified: 06/14/2011