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OPEN MEETING AGENDA
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Item: |
BROKER-DEALER REPORTS |
Office: |
Division of Trading and Markets |
Staff: |
John Ramsay, Michael Macchiaroli, Tom McGowan, Randall Roy, Mark Attar, Brian Croteau, John Offenbacher |
The Commission will consider whether to propose amendments to the broker-dealer financial reporting rule, Rule 17a-5, under the Securities Exchange Act of 1934.
For further information, please contact Randall Roy, Assistant Director, at (202) 551-5522, and Mark Attar, Branch Chief, at (202) 551-5889, in the Division of Trading and Markets; or John Offenbacher, Senior Associate Chief Accountant, at (202) 551-5300, in the Office of Chief Accountant.
http://www.sec.gov/news/openmeetings/2011/agenda061511.htm
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