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U.S. Securities and Exchange Commission

Open Meeting Agenda
Tuesday, January 25, 2011

Agenda as of January 24, 2011. Note that Open Meeting agendas are subject to last-minute changes.

Item 1: Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF
Office:  Division of Investment Management
Staff:  Robert E. Plaze, David A. Vaughan, Sarah G. ten Siethoff, Christopher B. Arnold, David P. Bartels
Item 2: Net Worth Standard for Accredited Investors
Office:  Division of Corporation Finance
Staff:  Mauri Osheroff, Gerald Laporte, Karen Wiedemann, Anthony Barone
Item 3: Shareholder Approval of Executive Compensation and Golden Parachute Compensation
Office:  Division of Corporation Finance
Staff:  Paula Dubberly, Felicia Kung, Scott Hodgdon

Item 1: Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF

The Commission will consider whether to propose a rule under the Advisers Act establishing reporting obligations for advisers to private funds to implement the requirements of Sections 404 and 406 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.

For further information, please contact David Bartels, Division of Investment Management, at (202) 551-6388.

Item 2: Net Worth Standard for Accredited Investors

The Commission will consider whether to propose rule amendments that would implement Section 413(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act regarding the definition of "accredited investor."

For further information, please contact Karen Wiedemann, Division of Corporation Finance, at (202) 551-3460.

Item 3: Shareholder Approval of Executive Compensation and Golden Parachute Compensation

The Commission will consider whether to adopt rules to implement Section 951 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which requires shareholder advisory votes to approve the compensation of executives, or say-on-pay votes, and the frequency of shareholder say-on-pay votes. Section 951 also requires shareholder advisory votes to approve certain agreements and understandings concerning executive compensation that is based on or otherwise relates to the acquisition, merger, consolidation, sale or other disposition of all or substantially all of the assets of an issuer, and requires enhanced disclosure of these golden parachute arrangements.

For further information, please contact Scott Hodgdon, Division of Corporation Finance, at (202) 551-3430.

 

http://www.sec.gov/news/openmeetings/2011/agenda012511.htm

Modified: 01/24/2011