Open Meeting Agenda
Wednesday, January 13, 2010

Agenda as of January 12, 2010. Note that Open Meeting agendas are subject to last-minute changes.

Item 1: Risk Management Controls for Brokers or Dealers with Market Access

The Commission will consider whether to propose a new rule regarding risk management controls and supervisory procedures to manage financial, regulatory and other risks for brokers or dealers that provide market access.

For further information, please contact John Roeser in the Division of Trading and Markets, at (202) 551-5630.

Item 2: Concept Release on Equity Market Structure

The Commission will consider whether to publish a concept release on equity market structure. The concept release would invite public comment on a wide range of issues, including the performance of equity market structure in recent years, high frequency trading, and undisplayed, or "dark," liquidity.

For further information, please contact Arisa Tinaves in the Division of Trading and Markets, at (202) 551-5676.