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Open Meeting Agenda
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Item 1: | Shareholder Approval of Executive Compensation of TARP Recipients Office: Division of Corporation Finance Staff: Brian Breheny, Paula Dubberly, Felicia Kung, John Harrington |
Item 2: | Proxy Disclosure and Solicitation Enhancements Office: Division of Corporation Finance Staff: Brian Breheny, Paula Dubberly, Felicia Kung, Sean Harrison, Anne Krauskopf, Mark Green, Susan Nash, Mark Uyeda, Marc Sharma |
Item 3: | Order Approving Proposed Rule Change, as modified by Amendment No. 4, to Amend NYSE Rule 452 and Corresponding Listed Company Manual Section 402.08 to Eliminate Broker Discretionary Voting for the Election of Directors, Except for Companies Registered under the Investment Company Act of 1940, and to Codify Two Previously Published Interpretations that Do Not Permit Broker Discretionary Voting for Material Amendments to Investment Advisory Contracts with an Investment Company Office: Division of Trading and Markets Staff: James Brigagliano, David Shillman, Sharon Lawson, Terri Evans, Steve Kuan, Andrew Madar |
The Commission will consider whether to propose amendments to the proxy rules under the Securities Exchange Act of 1934 to set forth requirements for U.S. registrants that have received financial assistance under the Troubled Asset Relief Program and that are required, pursuant to Section 111(e) of the Emergency Economic Stabilization Act of 2008, to include an advisory shareholder vote on executive compensation.
For further information, please contact John Harrington, Division of Corporation Finance, at (202) 551-3430.
The Commission will consider whether to propose amendments to rules under the Securities Act of 1933, the Securities Exchange Act of 1934 and the Investment Company Act of 1940 to enhance the disclosures that registrants are required to make about compensation and other corporate governance matters, and to clarify certain of the rules governing proxy solicitations.
For further information, please contact N. Sean Harrison, Division of Corporation Finance, at (202) 551-3430, or with respect to questions regarding investment companies, Marc Oorloff Sharma, Division of Investment Management, at (202) 551-6784.
The Commission will consider whether to approve the proposed rule change, as modified by Amendment No. 4, filed by the New York Stock Exchange, Inc. to amend NYSE Rule 452 and corresponding Listed Company Manual Section 402.08 to eliminate broker discretionary voting for the election of directors, except for companies registered under the Investment Company Act of 1940, and to codify two previously published interpretations that do not permit broker discretionary voting for material amendments to investment advisory contracts with an investment company.
For further information, please contact Terri Evans, at (202) 551-5509, Steve Kuan, at (202) 551-5624, or Andrew Madar, at (202) 551-5519, Division of Trading & Markets.
http://www.sec.gov/news/openmeetings/2009/agenda070109.htm
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