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Open Meeting Agenda
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Item 1: | Amendments to Regulation SHO Division: Division of Market Regulation Staff: James Brigagliano, Josephine Tao, Joan Collopy, Lillian Hagen, Victoria Crane, Elizabeth Sandoe |
Item 2: | Re-proposed Amendments to Regulation SHO Division: Division of Market Regulation Staff: James Brigagliano, Josephine Tao, Joan Collopy, Lillian Hagen, Victoria Crane, Elizabeth Sandoe |
Item 3: | Short Selling in Connection with a Public Offering Division: Division of Market Regulation Staff: James Brigagliano, Josephine Tao, Joan Collopy, Elizabeth Sandoe, Victoria Crane |
Item 4: | Regulation SHO and Rule 10a-1 Division: Division of Market Regulation Staff: James Brigagliano, Josephine Tao, Victoria Crane |
The Commission will consider whether to adopt amendments to the grandfather provision of Rule 203 of Regulation SHO and the market decline limitation of Rule 200(e)(3).
For further information, please contact James Brigagliano, Josephine Tao, Joan Collopy, Lillian Hagen, Elizabeth Sandoe, or Victoria Crane at (202) 551-5720.
The Commission will consider whether to re-propose amendments to the options market maker exception to the close-out requirement of Regulation SHO and the marking requirements of Rule 200(g) of Regulation SHO.
For further information, please contact James Brigagliano, Josephine Tao, Joan Collopy, Lillian Hagen, Elizabeth Sandoe, or Victoria Crane at (202) 551-5720.
The Commission will consider whether to adopt amendments to Rule 105 of Regulation M that would further safeguard the integrity of the capital raising process and protect issuers from manipulative activity that can reduce issuers' offering proceeds and dilute security holder value.
For further information, please contact James Brigagliano, Josephine Tao, Joan Collopy, Elizabeth Sandoe, or Victoria Crane at (202) 551-5720.
The Commission will consider whether to adopt amendments to the short sale price test of Rule 10a-1. In addition, the Commission will consider whether to adopt an amendment to the "short exempt" marking requirement of Regulation SHO.
For further information, please contact James Brigagliano, Josephine Tao, or Victoria Crane at (202) 551-5720.
http://www.sec.gov/news/openmeetings/2007/agenda061307.htm
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