Investment Company Act Notices and Orders
See also Investment Company Act Deregistration Notices and Orders.
Investment Company Act Notices and Orders Table
Release Number
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File Number:812-15275 | Date: | Investment Company:Carlyle Secured Lending, Inc., et al. | Type:Investment Company Act Notice |
Release Number:IC-35215
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Category:Co-Investment |
File Number:812-15545 | Date: | Investment Company:Franklin Lexington Private Markets Fund and Franklin Templeton Fund Adviser, LLC (f/k/a Legg Mason Partners Fund Advisor, LLC) | Type:Investment Company Act Notice |
Release Number:IC-35214
|
Category:Other |
File Number:812-15395 | Date: | Investment Company:HPS Corporate Lending Fund, et al. | Type:Investment Company Act Notice |
Release Number:IC-35213
|
Category:Co-Investment |
File Number:812-15519 | Date: | Investment Company:Goldman Sachs Private Credit Corp. and Goldman Sachs Asset Management, L.P. | Type:Investment Company Act Order |
Release Number:IC-35212
|
Category:Multi-Class |
File Number:812-15535 | Date: | Investment Company:Monachil Credit Income Fund, et al. | Type:Investment Company Act Order |
Release Number:IC-35211
|
Category:Co-Investment |
File Number:812-15434 | Date: | Investment Company:Goldman Sachs BDC, Inc., et al. | Type:Investment Company Act Notice |
Release Number:IC-35191A
|
Category:Co-Investment |
File Number:812-15450 | Date: | Investment Company:Crescent Capital BDC, Inc., et al. | Type:Investment Company Act Order |
Release Number:IC-35209
|
Category:Co-Investment |
File Number:813-00398 | Date: | Investment Company:F&W Investments LP and Fenwick & West LLP | Type:Investment Company Act Order |
Release Number:IC-35208
|
Category:Employees Securities Company |
File Number:812-15457 | Date: | Investment Company:Polen Credit Opportunities Fund, et al. | Type:Investment Company Act Order |
Release Number:IC-35206
|
Category:Co-Investment |
File Number:812-15553 | Date: | Investment Company:Eagle Point Enhanced Income Trust, et al. | Type:Investment Company Act Notice |
Release Number:IC-35205
|
Category:Multi-Class |
File Number:812-15478 | Date: | Investment Company:Kennedy Lewis Capital Company and Kennedy Lewis Capital Holdings LLC | Type:Investment Company Act Notice |
Release Number:IC-35199
|
Category:Multi-Class |
File Number:812-15524 | Date: | Investment Company:Venerable Insurance and Annuity Company, et al. | Type:Investment Company Act Order |
Release Number:IC-35198
|
Category:Insurance Products - Bonus Recapture |
File Number:812-15520 | Date: | Investment Company:TCW Direct Lending, LLC, et al | Type:Investment Company Act Notice |
Release Number:IC-35197
|
Category:Co-Investment |
File Number:813-00410 | Date: | Investment Company:Hines Investment Management Holdings Limited Partnership and Hines Employee Access I LP | Type:Investment Company Act Order |
Release Number:IC-35196
|
Category:Employees Securities Company |
File Number:812-15476-01 | Date: | Investment Company:Sound Point Meridian Capital, Inc., et al. | Type:Investment Company Act Order |
Release Number:IC-35192
|
Category:Co-Investment |
File Number:812-15434 | Date: | Investment Company:Goldman Sachs BDC, Inc., et al. | Type:Investment Company Act Notice |
Release Number:IC-35191
|
Category:Co-Investment |
File Number:812-15547 | Date: | Investment Company:John Hancock Multi Asset Credit Fund, et al. | Type:Investment Company Act Notice |
Release Number:IC-35190
|
Category:Multi-Class |
File Number:812-15535 | Date: | Investment Company:Monachil Credit Income Fund, et al. | Type:Investment Company Act Notice |
Release Number:IC-35189
|
Category:Co-Investment |
File Number:812-15519 | Date: | Investment Company:Goldman Sachs Private Credit Corp. and Goldman Sachs Asset Management, L.P. | Type:Investment Company Act Notice |
Release Number:IC-35188
|
Category:Multi-Class |
File Number:812-15557 | Date: | Investment Company:Aether Infrastructure & Natural Resources Fund, et al. | Type:Investment Company Act Order |
Release Number:IC-35186
|
Category:Multi-Class |
File Number:812-15450 | Date: | Investment Company:Crescent Capital BDC, Inc., et al. | Type:Investment Company Act Notice |
Release Number:IC-35185
|
Category:Co-Investment |
File Number:813-00398 | Date: | Investment Company:F&W Investments LP and Fenwick & West LLP | Type:Investment Company Act Notice |
Release Number:IC-35184
|
Category:Employees Securities Company |
File Number:812-15457 | Date: | Investment Company:Polen Credit Opportunities Fund, et al. | Type:Investment Company Act Notice |
Release Number:IC-35183
|
Category:Co-Investment |
File Number:812-15524 | Date: | Investment Company:Venerable Insurance and Annuity Company, et al. | Type:Investment Company Act Notice |
Release Number:IC-35175
|
Category:Insurance Products - Bonus Recapture |
File Number:812-15473 | Date: | Investment Company:Oaktree Fund Advisors, LLC, et al. | Type:Investment Company Act Order |
Release Number:IC-35174
|
Category:Interval Funds |
File Number:812-15476-01 | Date: | Investment Company:Sound Point Meridian Capital, Inc., et al. | Type:Investment Company Act Notice |
Release Number:IC-35173
|
Category:Co-Investment |
File Number:813-00410 | Date: | Investment Company:Hines Investment Management Holdings Limited Partnership and Hines Employee Access I LP | Type:Investment Company Act Notice |
Release Number:IC-35172
|
Category:Employees Securities Company |
File Number:812-15446 | Date: | Investment Company:Coller Secondaries Private Equity Opportunities Fund, et al. | Type:Investment Company Act Order |
Release Number:IC-35171
|
Category:Co-Investment |
File Number:812-15546 | Date: | Investment Company:Felicitas Private Markets Fund and Skypoint Capital Advisors, LLC | Type:Investment Company Act Order |
Release Number:IC-35169
|
Category:Multi-Class |
File Number:812-15557 | Date: | Investment Company:Aether Infrastructure & Natural Resources Fund | Type:Investment Company Act Notice |
Release Number:IC-35168
|
Category:Multi-Class |
File Number:812-15531 | Date: | Investment Company:James Alpha Funds Trust d/b/a Easterly Funds Trust, et al. | Type:Investment Company Act Order |
Release Number:IC-35167
|
Category:Multi-Manager - Voting & Disclosure |
File Number:812-15464 | Date: | Investment Company:Antares Private Credit Fund, et al. | Type:Investment Company Act Order |
Release Number:IC-35166
|
Category:Co-Investment |
File Number:812-15381 | Date: | Investment Company:First Trust Real Assets Fund, et al. | Type:Investment Company Act Order |
Release Number:IC-35164
|
Category:Co-Investment |
File Number:812-15473 | Date: | Investment Company:Oaktree Fund Advisors, LLC, et al. | Type:Investment Company Act Notice |
Release Number:IC-35162
|
Category:Interval Funds |
File Number:812-15446 | Date: | Investment Company:Coller Secondaries Private Equity Opportunities Fund, et al. | Type:Investment Company Act Notice |
Release Number:IC-35163
|
Category:Co-Investment |
File Number:812-15488 | Date: | Investment Company:Barings Corporate Investors, et al. | Type:Investment Company Act Order |
Release Number:IC-35158
|
Category:Co-Investment |
File Number:812-15527 | Date: | Investment Company:Coller Secondaries Private Equity Opportunities Fund and Coller Private Market Secondaries Advisors, LLC | Type:Investment Company Act Order |
Release Number:IC-35156
|
Category:Multi-Class |
File Number:812-15546 | Date: | Investment Company:Felicitas Private Markets Fund and Skypoint Capital Advisors, LLC | Type:Investment Company Act Notice |
Release Number:IC-35154
|
Category:Multi-Class |
File Number:812-15531 | Date: | Investment Company:James Alpha Funds Trust d/b/a Easterly Funds Trust, et al. | Type:Investment Company Act Notice |
Release Number:IC-35153
|
Category:Multi-Manager - Voting & Disclosure |
File Number:812-15464 | Date: | Investment Company:Antares Private Credit Fund, et al. | Type:Investment Company Act Notice |
Release Number:IC-35152
|
Category:Co-Investment |
File Number:812-15502 | Date: | Investment Company:BlP Ventures Evergreen BDC, et al | Type:Investment Company Act Order |
Release Number:IC-35151
|
Category:Co-Investment |
File Number:812-15381 | Date: | Investment Company:First Trust Real Assets Fund, et al. | Type:Investment Company Act Notice |
Release Number:IC-35150
|
Category:Co-Investment |
File Number:812-15490 | Date: | Investment Company:Diameter Credit Company et.al | Type:Investment Company Act Order |
Release Number:IC-35149
|
Category:Co-Investment |
File Number:812-15209 | Date: | Investment Company:Blue Tractor ETF Trust, et al. | Type:Investment Company Act Order |
Release Number:IC-35148
|
Category:Exchange Traded Funds - Active |
File Number:812-15516 | Date: | Investment Company:Roundhill ETF Trust and Roundhill Financial Inc. | Type:Investment Company Act Order |
Release Number:IC-35147
|
Category:Multi-Manager - Voting & Disclosure |
File Number:812-15526 | Date: | Investment Company:BondBloxx ETF Trust | Type:Investment Company Act Order |
Release Number:IC-35146
|
Category:Multi-Manager - Voting & Disclosure |
File Number:812-15403 | Date: | Investment Company:Investment Managers Series Trust and Liberty Street Advisors, Inc. | Type:Investment Company Act Order |
Release Number:IC-35145
|
Category:Multi-Manager - Voting & Disclosure |
File Number:812-15527 | Date: | Investment Company:Coller Secondaries Private Equity Opportunities Fund and Coller Private Market Secondaries Advisors, LLC | Type:Investment Company Act Notice |
Release Number:IC-35143
|
Category:Multi-Class |
File Number:812-15431 | Date: | Investment Company:Golub Capital BDC Inc., et al. | Type:Investment Company Act Order |
Release Number:IC-35136
|
Category:Co-Investment |
File Number:812-15537 | Date: | Investment Company:Axxes Private Markets Fund and Axxes Advisors LLC | Type:Investment Company Act Order |
Release Number:IC-35135
|
Category:Multi-Class |
File Number:812-15534 | Date: | Investment Company:AMG Pantheon Credit Solutions Fund and Pantheon Ventures (US) LP | Type:Investment Company Act Order |
Release Number:IC-35134
|
Category:Multi-Class |
File Number:812-15468 | Date: | Investment Company:AB CarVal Opportunistic Credit Fund, et al. | Type:Investment Company Act Order |
Release Number:IC-35133
|
Category:Multi-Class |
File Number:812-15488 | Date: | Investment Company:Barings Corporate Investors, et al. | Type:Investment Company Act Notice |
Release Number:IC-35131
|
Category:Co-Investment |
File Number:812-15493 | Date: | Investment Company:CAZ Strategic Opportunities Fund, et al. | Type:Investment Company Act Order |
Release Number:IC-35130
|
Category:Co-Investment |
File Number:812-15477 | Date: | Investment Company:GC Advisors LLC and Golub Capital Private Credit Fund | Type:Investment Company Act Order |
Release Number:IC-35128
|
Category:Multi-Class |
File Number:812-15502 | Date: | Investment Company:BIP Ventures Evergreen BDC, et al | Type:Investment Company Act Notice |
Release Number:IC-35127
|
Category:Co-Investment |
File Number:812-15479 | Date: | Investment Company:Venerable Insurance and Annuity Company, et al. | Type:Investment Company Act Order |
Release Number:IC-35126
|
Category:Insurance Products - Exchange Offer |
File Number:812-15495 | Date: | Investment Company:Elevation Series Trust, Sovereign’s Capital Management, LLC | Type:Investment Company Act Order |
Release Number:IC-35125
|
Category:Multi-Manager - Voting & Disclosure |
File Number:812-15522 | Date: | Investment Company:Octagon XAI CLO Income Fund and XA Investments LLC | Type:Investment Company Act Order |
Release Number:IC-35124
|
Category:Multi-Class |
File Number:812-15490 | Date: | Investment Company:Diameter Credit Company, et al. | Type:Investment Company Act Notice |
Release Number:IC-35122
|
Category:Co-Investment |
File Number:812-15209 | Date: | Investment Company:Blue Tractor ETF Trust and Blue Tractor Group, LLC | Type:Investment Company Act Notice |
Release Number:IC-35121
|
Category:Exchange Traded Funds - Active |
File Number:812-15516 | Date: | Investment Company:Roundhill ETF Trust and Roundhill Financial Inc. | Type:Investment Company Act Notice |
Release Number:IC-35120
|
Category:Multi-Manager - Voting & Disclosure |
File Number:812-15526 | Date: | Investment Company:BondBloxx ETF Trust | Type:Investment Company Act Notice |
Release Number:IC-35119
|
Category:Multi-Manager - Voting & Disclosure |
File Number:812-15403 | Date: | Investment Company:Investment Managers Series Trust and Liberty Street Advisors, Inc. | Type:Investment Company Act Notice |
Release Number:IC-35118
|
Category:Multi-Manager - Voting & Disclosure |
File Number:812-15534 | Date: | Investment Company:AMG Pantheon Credit Solutions Fund and Pantheon Ventures (US) LP | Type:Investment Company Act Notice |
Release Number:IC-35116
|
Category:Multi-Class |
File Number:812-15537 | Date: | Investment Company:Axxes Private Markets Fund and Axxes Advisors LLC | Type:Investment Company Act Notice |
Release Number:IC-35115
|
Category:Multi-Class |
File Number:812-15431 | Date: | Investment Company:Golub Capital BDC Inc., et al. | Type:Investment Company Act Notice |
Release Number:IC-35114
|
Category:Co-Investment |
File Number:812-15468 | Date: | Investment Company:AB CarVal Opportunistic Credit Fund, et al. | Type:Investment Company Act Notice |
Release Number:IC-35095
|
Category:Multi-Class |
File Number:812-15493 | Date: | Investment Company:CAZ Strategic Opportunities Fund, et al. | Type:Investment Company Act Notice |
Release Number:IC-35094
|
Category:Co-Investment |
File Number:812-15429 | Date: | Investment Company:AB CarVal Opportunistic Credit Fund, et al. | Type:Investment Company Act Order |
Release Number:IC-35093
|
Category:Co-Investment |
File Number:812-15513 | Date: | Investment Company:Mainstay Mackay Municipal Income Opportunities Fund and New York Life Investment Management LLC | Type:Investment Company Act Order |
Release Number:IC-35092
|
Category:Multi-Class |
File Number:812-15530 | Date: | Investment Company:Nuveen Enhanced Floating Rate Income Fund, et al. | Type:Investment Company Act Order |
Release Number:IC-35091
|
Category:Interval Funds |
File Number:812-15477 | Date: | Investment Company:GC Advisors LLC and Golub Capital Private Credit Fund | Type:Investment Company Act Notice |
Release Number:IC-35090
|
Category:Multi-Class |
File Number: | Date: | Investment Company:Venerable Insurance and Annuity Company, et al. | Type:Investment Company Act Notice |
Release Number:IC-35089
|
Category:Insurance Products - Exchange Offer |
File Number:812-15495 | Date: | Investment Company:Elevation Series Trust, et al. | Type:Investment Company Act Notice |
Release Number:IC-35087
|
Category:Multi-Manager - Voting & Disclosure |
File Number:812-15522 | Date: | Investment Company:Octagon XAI CLO Income Fund and XA Investments LLC | Type:Investment Company Act Notice |
Release Number:IC-35086
|
Category:Multi-Class |
File Number:812-15429 | Date: | Investment Company:AB CarVal Opportunistic Credit Fund, et al. | Type:Investment Company Act Notice |
Release Number:IC-35083
|
Category:Co-Investment |
File Number:812-15530 | Date: | Investment Company:Nuveen Enhanced Floating Rate Income Fund, et al. | Type:Investment Company Act Notice |
Release Number:IC-35081
|
Category:Interval Funds |
File Number:812-15513 | Date: | Investment Company:Mainstay Mackay Municipal Income Opportunities Fund and New York Life Investment Management LLC | Type:Investment Company Act Notice |
Release Number:IC-35080
|
Category:Multi-Class |
File Number:812-15509 | Date: | Investment Company:CAZ Strategic Opportunities Fund and CAZ Investments Registered Adviser LLC | Type:Investment Company Act Order |
Release Number:IC-35072
|
Category:Multi-Class |
File Number:812-15514 | Date: | Investment Company:IndexIQ Active ETF Trust and IndexIQ Advisors LLC | Type:Investment Company Act Order |
Release Number:IC-35071
|
Category:Multi-Manager - Voting & Disclosure |
File Number:812-15506 | Date: | Investment Company:Meketa Infrastructure Fund and Meketa Capital, LLC | Type:Investment Company Act Order |
Release Number:IC-35070
|
Category:Multi-Class |
File Number:812-15467 | Date: | Investment Company:Oxford Park Income Fund, Inc. and Oxford Park Management, LLC | Type:Investment Company Act Order |
Release Number:IC-35069
|
Category:Multi-Class |
File Number:812-15511 | Date: | Investment Company:Jackson Credit Opportunities Fund and Jackson National Asset Management, LLC | Type:Investment Company Act Order |
Release Number:IC-35066
|
Category:Multi-Class |
File Number:812-15458 | Date: | Investment Company:John Hancock GA Mortgage Trust, et al. | Type:Investment Company Act Order |
Release Number:IC-35064
|
Category:Co-Investment |
File Number:812-15459 | Date: | Investment Company:Saratoga Investment Advisors, LLC, et al. | Type:Investment Company Act Order |
Release Number:IC-35065
|
Category:Co-Investment |
File Number:812-15392 | Date: | Investment Company:Kayne Anderson Energy Infrastructure Fund, Inc., et al. | Type:Investment Company Act Order |
Release Number:IC-35063
|
Category:Co-Investment |
File Number:812-15439 | Date: | Investment Company:Nomura Alternative Income Fund, et al. | Type:Investment Company Act Order |
Release Number:IC-35062
|
Category:Co-Investment |
File Number:812-15514 | Date: | Investment Company:IndexIQ Active ETF Trust and IndexIQ Advisors LLC | Type:Investment Company Act Notice |
Release Number:IC-35055
|
Category:Multi-Manager - Voting & Disclosure |
File Number:812-15509 | Date: | Investment Company:CAZ Strategic Opportunities Fund and CAZ Investments Registered Adviser LLC | Type:Investment Company Act Notice |
Release Number:IC-35053
|
Category:Multi-Class |
File Number:812-15506 | Date: | Investment Company:Meketa Infrastructure Fund and Meketa Capital, LLC | Type:Investment Company Act Notice |
Release Number:IC-35056
|
Category:Multi-Class |
File Number:812-15467 | Date: | Investment Company:Oxford Park Income Fund, Inc. and Oxford Park Management, LLC | Type:Investment Company Act Notice |
Release Number:IC-35052
|
Category:Multi-Class |
File Number:812-15443 | Date: | Investment Company:Eaton Vance Floating-Rate Opportunities Fund and Eaton Vance Management | Type:Investment Company Act Order |
Release Number:IC-35054
|
Category:Multi-Class |
File Number:812-15511 | Date: | Investment Company:Jackson Credit Opportunities Fund and Jackson National Asset Management, LLC | Type:Investment Company Act Notice |
Release Number:IC-35051
|
Category:Multi-Class |
File Number:812-15458 | Date: | Investment Company:John Hancock GA Mortgage Trust, et al. | Type:Investment Company Act Notice |
Release Number:IC-35050
|
Category:Co-Investment |
File Number:812-15398 | Date: | Investment Company:26North BDC, Inc., et al. | Type:Investment Company Act Order |
Release Number:IC-35049
|
Category:Co-Investment |
File Number:812-15426 | Date: | Investment Company:Brookfield Infrastructure Income Fund, Inc. and Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. | Type:Investment Company Act Order |
Release Number:IC-35048
|
Category:Multi-Class |
File Number:812-15459 | Date: | Investment Company:Saratoga Investment Advisors, LLC, et al. | Type:Investment Company Act Notice |
Release Number:IC-35047
|
Category:Co-Investment |
File Number:812-15392 | Date: | Investment Company:Kayne Anderson Energy Infrastructure Fund, Inc., et al. | Type:Investment Company Act Notice |
Release Number:IC-35046
|
Category:Co-Investment |
File Number:812-15439 | Date: | Investment Company:Nomura Alternative Income Fund, et al. | Type:Investment Company Act Notice |
Release Number:IC-35045
|
Category:Co-Investment |