Interim Final Rule
Temporary Registration of Municipal Advisors
Overview
The Commission is adopting an interim final temporary rule that establishes a means for municipal advisors, as defined in the Dodd-Frank Wall Street Reform and Consumer Protection Act \1\ ("Dodd- Frank Act'), to satisfy temporarily the requirement that they register with the Commission by October 1, 2010. ---------------------------------------------------------------------------
Interim Final Rule (34-66020)
Release Number
34-66020
SEC Issue Date
Dec. 21, 2011
Federal Register Publish Date
Dec. 27, 2011
Document Citation
76 FR 80733
RIN
3235-AK69
Interim Final Rule (34-62824)
Release Number
34-62824
SEC Issue Date
Sept. 1, 2010
Federal Register Publish Date
Sept. 8, 2010
Document Citation
75 FR 54465
RIN
3235-AK69
Proposed Rule (34-63576)
Release Number
34-63576
34-67901
SEC Issue Date
Dec. 20, 2010
Federal Register Publish Date
Jan. 6, 2011
Document Citation
76 FR 823
RIN
3235-AK86
Resources
Details
File Number
S7-19-10
Rule Type
Interim Final
Release Number
34-67901
SEC Issue Date
Sept. 21, 2012
Effective Date
September 30, 2012. The expiration of effective period of Rule 15Ba2-6T and Form MA-T is extended to September 30, 2013.
Federal Register Publish Date
Sept. 26, 2012
Document Citation
77 FR 59061
RIN
3235-AK69
Public Comments